RegTech Insight Governance The latest content from across the platform
A-Team Insight Announces RegTech Award Winners as APAC Navigates Compliance Complexity
A-Team Group is proud to reveal the winners of our inaugural Capital Markets Technology APAC Awards 2025, recognising the firms and solutions demonstrating exceptional innovation across the Asia Pacific region. Alongside this announcement, we have launched our in-depth annual report, “The State of Capital Markets Technology in Asia Pacific 2025”, which examines the key trends…
Unlock the Future of APAC Capital Markets: Your Definitive Guide to Technology, Data & Innovation
The Asia Pacific (APAC) capital markets are navigating a period of profound transformation, driven by relentless technological advancement and a complex regulatory environment. To stay competitive and drive sustainable growth, financial institutions need a strategic roadmap built on authoritative insights. A-Team Group presents “The State of Capital Markets Technology in Asia Pacific,” a comprehensive new…
Recorded Webinar: Are Your Legacy Voice Recordings a Compliance Time Bomb?
Recent enforcement actions underscore the importance of maintaining accurate, secure and up-to-date voice and electronic communication. For some organisations, legacy voice recording systems are not at or beyond end-of-life, posing significant compliance, operational and financial risks. These outdated systems often fail to meet evolving regulatory expectations around data authenticity, retention, and accessibility. Delaying action increases…
Recorded Webinar: Best Practices for Managing Trade Surveillance
The surge in trading volumes combined with the emergence of new digital financial assets and geopolitical events have added layers of complexity to market activities. Traditional surveillance methods often struggle to keep pace with these changes, leading to difficulties in detecting sophisticated market abuses and increased regulatory risk. To address these challenges, financial institutions are…
Regulators Hit Pause on Rules but Signal Zero Tolerance for Weak Governance
In an eventful month for global financial oversight, key regulators in the U.S. and EU have taken a pragmatic stance – extending major compliance deadlines while simultaneously trimming regulatory agendas. The U.S. Securities and Exchange Commission (SEC) extended critical deadlines for broker-dealer reserve computations and private fund disclosures, withdrew fourteen proposed rules, and the European…
Navigating Global Stablecoin Regulation
Stablecoins have surged from niche crypto curiosities to pivotal elements of global finance. Pegged to fiat currencies or other assets, these digital tokens promise near-instant settlement, lower transaction costs, and 24/7 liquidity-features reshaping capital markets and payment infrastructures worldwide. However, this rapid growth has drawn intensified regulatory scrutiny, particularly across the G20, where authorities grapple…
From Archive to Insight – Smarsh Unveils OpenAPI Platform for EComms Governance
On 4 June 2025, Smarsh unveiled what it calls its “largest platform refresh in years,” layering next generation artificial intelligence, a Copilot ready capture service and an open API suite onto the company’s cloud compliance stack. The launch positions the Portland based vendor to help banks and brokers contend with the coming wave of generative…
SteelEye’s 2025 Compliance Health Check – Bigger Budgets, Smarter Tech – But Challenges Remain
SteelEye’s 2025 Compliance Health Check Report captures how firms responded to compliance pressures during 2024. A review of the same report for 2023 reveals a clear rebound in spending and technology adoption after a brief post-pandemic hiatus, yet it also underscores persistent gaps in manual work, channel coverage and enforcement readiness. In the 2024 data…
From Capture to Context: Transforming Voice Comms Compliance with Theta Lake
In today’s financial landscape, voice communications compliance extends beyond simple capture and retention – it demands contextual insight and integrated oversight across multiple platforms. Firms grapple with fragmented systems, complex cloud environments, and regulatory pressures that require a more holistic compliance strategy. In this video interview, Adrian Sharp, RegTech Insight Editor at A-Team Group, talks…
AI in Capital Markets Summit NYC 2025: Seats Filling Fast – Book Now
Following a successful second event in London, the AI in Capital Markets Summit (AICMS) arrives in New York City for the first time on June 26, 2025, to advance the critical industry conversation about artificial intelligence – from experimentation to production. Hosted by A-Team Group at @Ease on Third Avenue, this timely event is a…