RegTech Insight Governance The latest content from across the platform
GDPR Week One: Outstanding Data Management Challenges and a Quick Start Solution
The May 25, 2018 deadline for General Data Protection Regulation (GDPR) may have come and gone, but the compliance journey is only just beginning as firms review systems built to get them over the line and plan more robust and sustainable solutions that can support a cost-efficient response to data subject access requests and accommodate…
Recorded Webinar: Just days after the GDPR deadline, how did your firm cope with go live and what still needs to be fixed?
The EU’s Global Data Protection Regulation (GDPR) comes into play next week on Friday 25th May. Will your firm be compliant, struggling, or looking for a quick and effective fix? Hosted by A-Team Group just a few days after the GDPR deadline, this webinar will review how things went at go live, identify ongoing challenges…
Governor Expands Oversight Solution with FCA Integration
Governor Software has executed a new update to its institutional compliance oversight solution through a licensed link to the FCA Handbook, allowing clients to automatically integrate and update their internal client policies and controls with FCA guidance. The move, believed to be the first of its kind, provides compliance professionals with a new visualisation tool…
How to Hit the General Data Protection Regulation Compliance Deadline of 25 May
With just weeks to go before the compliance deadline of General Data Protection Regulation (GDPR) on 25 May 2018, will your organisation make it over the line, what are the toughest challenges of getting GDPR right, and what should you do if you are worried about being compliant in time? To answer these and other…
A-Team Group Names Winners of RegTech Awards 2018
The winners of A-Team Group’s RegTech Awards 2018 have been revealed, with winning solution and service providers named across categories from best data management solution for regulatory compliance to best reference data for regulatory compliance, best trade repository for regulatory disclosure, best vendor solution for data governance, and best compliance as a service solution. As…
Recorded Webinar: How to optimise client onboarding, KYC and ultimate beneficial owner data
Optimising client onboarding and Know Your Customer (KYC) processes continues to challenge banks operating in a highly regulated and competitive market. The challenge is exacerbated by increasing requirements to track and understand entity hierarchies and ultimate beneficial ownership. The webinar will discuss the ongoing challenges of client onboarding and KYC, and how best they can…
Conning Selects AIM Software GAIN Modules to Support Strategic Growth Plan
AIM Software is building its client base in North America with the selection of its GAIN enterprise data management (EDM) software by Conning, a global investment management firm headquartered in the region. The investment management company is implementing three GAIN modules covering security master, portfolio pricing and corporate actions as part of a drive to…
Recorded Webinar: Countdown to GDPR
With just a month to go before General Data Protection Regulation takes effect, is your organisation ready, and if not, what should you be prioritising to make sure you cross the line on deadline day, May 25, 2018? The webinar will discuss ongoing data management challenges, last minute preparations, and how to avoid the significant…
Mizuho International’s Gary Goldberg Outlines the Future of the CDO
Gary Goldberg, CDO at Mizuho International, headlined A-Team Group’s recent Data Management Summit in London with a keynote titled ‘Using data to bring the business together’. He talked about the evolution of the CDO role, the power of data and the opportunity for the data office to become a strategic business partner. Setting the scene…
Identifying and Verifying Ultimate Beneficial Owners: Getting the Full Picture, Fast
By Paul Charmatz, Managing Director, encompass The increasing burden of identifying and verifying ultimate beneficial owners (UBOs) of entities is a challenge faced by all regulated firms. However, Know Your Customer (KYC) regulations that enforce corporate transparency by identifying UBOs can reduce the risk of corruption and the cost of compliance. Firms undertaking appropriate due…