Data Management Insight Entity Data, KYC and Client Onboarding The latest content from across the platform
Recorded Webinar: Managing entity data hierarchies and keeping track of sanctions, watch lists and PEPs across KYC processes
Managing entity data and entity ownership hierarchies to ensure Know Your Customer (KYC) compliance is an ongoing challenge for many financial institutions. The webinar will discuss the most pressing concerns around entity and hierarchy data, and consider how to ensure you are effectively managing entity data, hierarchies, sanctions, watch lists and politically exposed persons (PEPs)…
EDI Includes FIGI Codes in Version.2 of its Worldwide Adjustment Factor Feed
Exchange Data International (EDI) has released Version.2 of its worldwide adjustment factor feed service, including the addition of Financial Instrument Global Identifier (FIGI) codes in response to client requests in North America. The service allows users to compare a stock’s performance with adjusted pricing that considers distributions and corporate actions. Users can also compare historical…
Recorded Webinar: Shareholding Disclosure: Are Financial Firms on top of this regulatory challenge?
With MiFID 2, Basel, 871(m) and other more talked about regulations making headlines firms have their hands full. However, as regulators begin to focus on systemic risk the accuracy of disclosures is gaining greater attention. Listen to this webinar for a discussion on the following shareholding disclosure topics: What the shareholder disclosure requirements are, and…
GoldenSource Discusses the Pitfalls and Potential of Entity Data Management
Entity data is a fundamental building block of many systems, but all too often large financial institutions fail to manage the data strategically and incur negative customer reactions, increased costs and regulatory reporting errors. The solution to these problems is an enterprise-wide approach to entity data secured by strong data governance. The problems and potential…
ANNA Derivatives Service Bureau Leaves Many Questions Unanswered
The story of MiFID II and the selection of the ISIN as an identifier for all instruments in scope of the regulation, including OTC derivatives, has taken another turn, perhaps a final turn, with the Association of National Numbering Agencies (ANNA) pressing on with the build of a Derivatives Service Bureau (DSB) by issuing an…
Deriving True Business Value from the Global LEI
The Legal Entity Identifier (LEI) – the free-to-use entity identifier – has established itself as a viable standard for helping financial institutions identify unique business entities that are parties to financial transactions. But it’s widely accepted to have its limitations. In particular, a lack of standardization and ability to link to associated data sets is…
Recorded Webinar: Solving the problem of integrating beneficial ownership data with client onboarding and KYC systems
Client onboarding and Know Your Customer (KYC) processes are becoming more complex as regulation drives towards the inclusion of beneficial ownership data and requires financial institutions to improve customer due diligence still further. The webinar will discuss the need for beneficial ownership data, how it can be sourced and how it can be efficiently and…
Regulatory Data Handbook – Fourth Edition
Need to know all the essentials about the regulations impacting data management? Welcome to the Fourth edition of our A-Team Regulatory Data Handbook which provides all the essentials about regulations impacting data management. A-Team’s series of Regulatory Data Handbooks are a great way to see at-a-glance: All the regulations that are impacting data management today A…
Recorded Webinar: Four categories of entity data quality management
We all know entity data is difficult. But there are four key categories of data quality management that you can apply to make measurable improvements to your entity data. Traditional methods no longer work. You need methods to accurately measure the quality of your data and give you the ability to take meaningful action. In…
Entity Data Quality: New Approaches and the Four Categories of Data Quality Management
Legal entity data is critical to data strategy, business decisions and regulatory compliance, but it can be a challenge to ensure the data is accurate and reliable as the entity universe is large, millions of attributes change every year and inconsistent codes and symbologies identifying entities, corporate hierarchies and ultimate beneficial owners must be managed….