About a-team Marketing Services

Data Management Insight Webinars

Recorded Webinar: Managing Entity Data for MiFID II Compliance: No LEI, No Trade

19 September 2017

MiFID II’s “No LEI, No Trade” requirement mandates all entities trading with European counterparties across all asset classes need to obtain legal entity identifiers (LEIs).

This represents a major shift in the way LEIs are used for regulatory reporting and firms that are affected by MiFID II should obtain the relevant LEIs sooner rather than later in order to ensure they are well prepared.

With only a few months to go before the implementation date, this webinar will explore how financial institutions are approaching compliance with the client and counterparty identification requirements of MiFID II.

We discuss the findings of an A-Team Group (publishers of Data Management Review) survey on the current state of play and readiness of the market for the LEI.

Listen to the webinar to find out:

  • How firms are going to source and capture all the LEIs needed
  • How to ensure adequate maintenance processes to stay on top of LEI renewal
  • What we have learnt from the EMIR experience
  • Global impact of the LEI
  • Solutions and recommendations to help ease implementation

Speakers:

Chris Johnson Senior Product Manager, Market Data
HSBC Securities Services
Robin Doyle Finance & Risk Executive/Leader
Mark Davies Partner
Element 22
Moderator: Sarah Underwood Editor
A-Team Group

More about our speakers:

Chris Johnson

Senior Product Manager, Market Data

HSBC Securities Services

Chris joined HSBC Securities Services in 2006 and is a Senior Product Manager with responsibility for Market Data.  Chris was previously at Threadneedle Investments where he was Head of Investment Information Services.  Before then he was a Director at UBS.  Chris started work in the city with Laurie, Milbank stockbrokers, in their futures and options operations team, continuing with Chase Manhattan for a further ten years, culminating in three years as head of the equity derivatives middle office.  He also headed OTC derivative client valuations at Bankers Trust.  Chris is a member of the Chartered Institute for Securities & Investment.

Interested in hosting your own webinar? Get in touch