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Upcoming Webinar: GenAI and LLM case studies for Surveillance, Screening and Scanning
6 November 2025 11:00am ET | 3:00pm London | 4:00pm CET Duration: 50 Minutes As Generative AI (GenAI) and Large Language Models (LLMs) move from pilot to production, compliance, surveillance, and screening functions are seeing tangible results — and new risks. From trade surveillance to adverse media screening to policy and regulatory scanning, GenAI and…
Upcoming Webinar: Best approaches for trade and transaction reporting
11 September 2025 10:00am ET | 3:00pm London | 4:00pm CET Duration: 50 Minutes Compliance practitioners and technology leaders in capital markets face mounting pressure to ensure that reporting processes are efficient, accurate, and aligned with global standards. Market developments and jurisdictional nuances in regulatory frameworks like MiFID II, EMIR, SFTR and MAS create a…
A-Team Insight Announces RegTech Award Winners as APAC Navigates Compliance Complexity
A-Team Group is proud to reveal the winners of our inaugural Capital Markets Technology APAC Awards 2025, recognising the firms and solutions demonstrating exceptional innovation across the Asia Pacific region. Alongside this announcement, we have launched our in-depth annual report, “The State of Capital Markets Technology in Asia Pacific 2025”, which examines the key trends…
Unlock the Future of APAC Capital Markets: Your Definitive Guide to Technology, Data & Innovation
The Asia Pacific (APAC) capital markets are navigating a period of profound transformation, driven by relentless technological advancement and a complex regulatory environment. To stay competitive and drive sustainable growth, financial institutions need a strategic roadmap built on authoritative insights. A-Team Group presents “The State of Capital Markets Technology in Asia Pacific,” a comprehensive new…
Recorded Webinar: Are Your Legacy Voice Recordings a Compliance Time Bomb?
Recent enforcement actions underscore the importance of maintaining accurate, secure and up-to-date voice and electronic communication. For some organisations, legacy voice recording systems are not at or beyond end-of-life, posing significant compliance, operational and financial risks. These outdated systems often fail to meet evolving regulatory expectations around data authenticity, retention, and accessibility. Delaying action increases…
Recorded Webinar: Best Practices for Managing Trade Surveillance
The surge in trading volumes combined with the emergence of new digital financial assets and geopolitical events have added layers of complexity to market activities. Traditional surveillance methods often struggle to keep pace with these changes, leading to difficulties in detecting sophisticated market abuses and increased regulatory risk. To address these challenges, financial institutions are…
From Archive to Insight – Smarsh Unveils OpenAPI Platform for EComms Governance
On 4 June 2025, Smarsh unveiled what it calls its “largest platform refresh in years,” layering next generation artificial intelligence, a Copilot ready capture service and an open API suite onto the company’s cloud compliance stack. The launch positions the Portland based vendor to help banks and brokers contend with the coming wave of generative…
CUBE’s Acquisition of Acin Integrates AI-Powered Compliance and Operational Risk Management
CUBE’s fourth acquisition since early 2023 folds Acin’s AI powered operational risk network into its RegPlatform estate, promising end to end traceability from regulation to control for a client base that now tops 1,000 firms across more than 20 countries. This strategic move, backed by some of the world’s largest banks, is set to reshape…
SteelEye’s 2025 Compliance Health Check – Bigger Budgets, Smarter Tech – But Challenges Remain
SteelEye’s 2025 Compliance Health Check Report captures how firms responded to compliance pressures during 2024. A review of the same report for 2023 reveals a clear rebound in spending and technology adoption after a brief post-pandemic hiatus, yet it also underscores persistent gaps in manual work, channel coverage and enforcement readiness. In the 2024 data…
Is the End in Sight? Plotting the Journey to Consolidated Tape in the EU and UK Markets
By Anne Plested, MCSI, Senior Product Manager for Regulation, ION Markets. The realization of consolidated tape has been long-awaited for equities trading in the UK and the European Union (EU). With the European Commission (EC) adopting the enabling technical standards on 12 June and the European Securities and Markets Authority (ESMA) launching its search for…