Start-up regulatory reporting firm Oktris is offering MiFID II services beyond transaction and post-trade reporting with software-as-a-service solutions covering transparency calculation data reporting, instrument reference data reporting, and best execution reporting. The company also provides an ESMA and FCA Financial Instruments Reference Data System (FIRDS) solution that automates the task of taking large datasets from UK and EU regulators and puts the data in a database that can be queried and integrated with other financial systems. The company’s first client is a trading venue using the Oktris FIRDS and best execution services.
A-Team Insight Blogs
The January 2022 compliance deadline for sell-side firms within the scope of Fundamental Review of the Trading Book (FRTB) regulation may seem far into the future, but the complex demands of the regulation and the need to source regulatory data that has never previously been required mean firms should already be identifying tools, solutions and...
The US Consolidated Audit Trail (CAT) has hit another hurdle with the CAT National Market System (NMS) confirming that it is ‘transitioning the CAT project to a new plan processer’. This suggests Thesys Technologies, which was rather surprisingly selected as the plan processor by the self-regulatory organisations (SROs) that operate the CAT NMS in May...
Now in its 3rd year, the RegTech Summit in NYC explores how the North American financial services industry can leverage technology to drive innovation, cut costs and support regulatory change.
Welcome to our brand new RegTech Suppliers Guide. This unique guide provides detailed data profiles on close to 100 suppliers in the RegTech world, offering you an unrivalled selection of solutions for your most pressing financial regulatory challenges. The aim of the A-Team’s RegTech Suppliers Guide is to steer you through this complex marketplace, offering...