About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Briefs

NeoXam Enhances Gérifonds’ Regulatory Compliance Capabilities

Subscribe to our newsletter

Gérifonds, a fund management subsidiary of Banque Cantonale Vaudoise (BCV), has expanded its long-standing relationship with software provider NeoXam, aiming to improve regulatory compliance and operational efficiency.

Operating in Switzerland’s demanding regulatory environment, Gérifonds manages 138 funds totalling CHF 21.6 billion. To navigate complex regulations – such as the Collective Investment Schemes Act (CISA) and associated ordinances (CISO and CISO-FINMA) – Gérifonds has adopted NeoXam’s Compliance solution to automate regulatory oversight.

NeoXam Compliance acts like an automated monitoring system, continuously evaluating portfolio positions for compliance breaches. If an issue arises, the system issues immediate alerts accompanied by a detailed audit trail, enabling Gérifonds to swiftly resolve breaches and maintain robust regulatory adherence.

The new capabilities build upon Gérifonds’ use of NeoXam’s GP investment accounting software, which has been in place for two decades. The combined solutions provide a streamlined workflow where anomalies are rapidly identified and resolved.

Philipp Sfeir, NeoXam’s Head of EMEA North, explained that while NeoXam Compliance comes pre-loaded with the “Swiss Rule Package,” users can add customized rules, enabling tailored compliance monitoring for investment-specific policies, including asset-type distributions and issuer concentration limits.

“In addition to the compliance offering, Gérifonds successfully utilises the latest generation of our investment accounting solution, GP4,” added Sfeir, highlighting the integrated approach Gérifonds employs to maintain operational effectiveness.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Detecting and preventing market abuse

Market abuse – unlawful disclosure of inside information, insider trading, circular trading, “pump and dump” schemes, etc. – poses significant threats to the integrity of capital markets. In 2024, global trading house Trafigura agreed to pay a $55 million fine to the U.S. Commodity Futures Trading Commission (CFTC) for trading with non-public information, manipulating a...

BLOG

“No WhatsApp Ban” – FCA’s Transition from Prescriptive Rulemaking to Outcome-Focused Regulation

There was a flurry of headlines recently following statements from Financial Conduct Authority (FCA) Chief Executive Nikhil Rathi on a podcast, where he laid out the FCA’s new five-year strategy and its mandate for growth. In response to a direct question about regulating encrypted messaging apps and WhatsApp specifically, Mr. Rathi stated that they’re not...

EVENT

AI in Capital Markets Summit London

The AI in Capital Markets Summit will explore current and emerging trends in AI, the potential of Generative AI and LLMs and how AI can be applied for efficiencies and business value across a number of use cases, in the front and back office of financial institutions. The agenda will explore the risks and challenges of adopting AI and the foundational technologies and data management capabilities that underpin successful deployment.

GUIDE

AI in Capital Markets: Practical Insight for a Transforming Industry – Free Handbook

AI is no longer on the horizon – it’s embedded in the infrastructure of modern capital markets. But separating real impact from inflated promises requires a grounded, practical understanding. The AI in Capital Markets Handbook 2025 provides exactly that. Designed for data-driven professionals across the trade life-cycle, compliance, infrastructure, and strategy, this handbook goes beyond...