Natixis Investment Managers UK has chosen Redland’s SM&CR Software-as-a-Service (SaaS) solution. The solution will assist Natixis to comply with all elements of the Accountability Regime, including SM&CR, Management Responsibility Maps, Statements of Responsibility, Fitness & Propriety, Certification, Conduct Attestation and Conduct Rule Breaches. Birmingham, UK-based Redland Solutions was acquired by Ideagen in June 2019.
A-Team Insight Briefs
Are you ready to meet the requirements of the Senior Managers and Certification Regime (SMCR) when it comes into force for all firms authorised by the Financial Conduct Authority (FCA) in December 2019? Have you allocated all your staff to one of the four categories available under SMCR? Has your firm prepared a ‘statement of...
Welcome to Regtech Insight (RTI), a brand-new platform from A-Team Group bringing you the very latest in news, insights and exclusive analysis from the complex and fast-changing world of regulatory technology. Forming the third pillar of our comprehensive information service, RTI stands alongside Data Management Insight (DMI) and Trading Technology Insight (TTI) to offer a...
Now in its 3rd year, the RegTech Summit in NYC explores how the North American financial services industry can leverage technology to drive innovation, cut costs and support regulatory change.
Welcome to our brand new RegTech Suppliers Guide. This unique guide provides detailed data profiles on close to 100 suppliers in the RegTech world, offering you an unrivalled selection of solutions for your most pressing financial regulatory challenges. The aim of the A-Team’s RegTech Suppliers Guide is to steer you through this complex marketplace, offering...