The European Commission has suggested that it may tweak MiFID II market rules after an industry backlash criticising the regulation. Issues to be reviewed, according to the FT, include changes to the cost and distribution of market data, investor protection rules, and research for small companies. The FCA has also promised to conduct a sector-wide review of post-MiFID II research pricing, after a multi-firm review in September found that banks could be using their size to undercut independent houses and smaller brokerages.
A-Team Insight Briefs
Don’t miss this opportunity to view the recording of this recently held webinar. Data analytics are embedded in financial services firms, supporting tasks such as customer satisfaction monitoring and regulatory compliance. They are also becoming more sophisticated, with solutions such as predictive, real-time and Big Data analytics delivering more detailed actionable insights at speed. The...
By James Wooster, COO, Glue42. Spending IT budget on compliance solutions is never satisfying. While the impact of fines is easy to measure, the uncertainty of the risk means that other business cases always look more attractive. The scope of MiFID II and CAT compliance has placed additional burdens on financial institutions as both require...
Now in its 4th year, the RegTech Summit in London explores how the European financial services industry can leverage technology to drive innovation, cut costs and support regulatory change.
Welcome to A-Team Group’s best read handbook, the Regulatory Data Handbook, which is now in its seventh edition and continues to grow in terms of the number of regulations covered, the detail of each regulation and the impact that all the rules and regulations will have on data and data management at your institution. This...