The leading knowledge platform for the financial technology industry
The leading knowledge platform for the financial technology industry

A-Team Insight Briefs

Engadine Selects Red Deer’s MiFID II Research Management Solution

Hedge fund Engadine Partners has selected Red Deer’s MiFID II research management option. Engadine will use the solution to manage inducement risk, track research consumption across channels, assess value, and manage budgets in compliance with MiFID II. The firm will subsequently be able to conduct broker votes based on consumption and valuation metrics. The solution captures and attributes research consumption across email, chat and voice channels, and includes an Outlook plugin and mobile application. Its budget management function allows firms to allocate budgets at the fund, strategy or individual level and track contributions, with alerting to monitor budgetary thresholds.

Related content

WEBINAR

Upcoming Webinar: Regulatory change management – challenges, solutions and case studies

Date: 7 December 2021 Time: 10:00am ET / 3:00pm London / 4:00pm CET Duration: 50 minutes Regulatory change has become part of the fabric of capital markets. It has also become increasingly complex as more regulations are introduced, significant amendments are made frequently, and small changes are made on a rolling basis – the whole...

BLOG

Relativity Teams Up with Proofpoint to Address Surveillance and Storage Regs

US surveillance technology specialist Relativity has forged a strategic deal to integrate Proofpoint Inc.’s Enterprise Archive solution with its own Relativity Trace AI-driven surveillance platform. Together, the two companies plan to help regulated entities address the archiving challenges posed by the SEC and Finra, as well as rules around market manipulation and insider trading, such...

EVENT

RegTech Summit New York City

Now in its 5th year, the RegTech Summit in NYC explores how the North American financial services industry can leverage technology to drive innovation, cut costs and support regulatory change.

GUIDE

ESG Handbook 2021

A-Team Group’s ESG Handbook 2021 is a ‘must read’ for all capital markets participants, data vendors and solutions providers involved in Environmental, Social and Governance (ESG) investing and product development. It includes extensive coverage of all elements of ESG, from an initial definition and why ESG is important, to existing and emerging regulations, data challenges...