DTCC is scheduled to launch its first phase of SFTR testing for third-party partners in August, ahead of the regulation’s go-live date of April 2020.
A-Team Insight Briefs
Don’t miss this opportunity to view the recording of this recently held webinar. The Consolidated Audit Trail (CAT) conceived by the US Securities and Exchange Commission (SEC) in the wake of the 2010 Flash Crash has been a long time in the making, but is now approaching go live with large broker-dealers expected to begin...
The Securities Financing Transactions Regulation (SFTR) is coming into force on April 11, 2020 – a mere eight months away. Investment firms and credit institutions the first in the line of fire for reporting obligations, while buy-side firms have until October 2020 to comply. But for everyone, the clock is ticking. In order to meet...
Now in its 3rd year, the RegTech Summit in NYC explores how the North American financial services industry can leverage technology to drive innovation, cut costs and support regulatory change.
Welcome to A-Team Group’s best read handbook, the Regulatory Data Handbook, which is now in its seventh edition and continues to grow in terms of the number of regulations covered, the detail of each regulation and the impact that all the rules and regulations will have on data and data management at your institution. This...