A-Team Insight Blogs

CAT NMS Names FINRA as Plan Processor for the CAT after Dropping Thesys

CAT NMS has selected the Financial Industry Regulatory Authority (FINRA) as plan processor for the consolidated audit trail (CAT), having dumped previous plan processor Thesys Technologies earlier this year. CAT NMS, which is responsible for implementation of the CAT, has also released updated industry member technology specifications and industry member technical specifications scenarios.

Share article

Related content

WEBINAR

Recorded Webinar: Tracking data lineage for regulatory compliance and change

Don’t miss this opportunity to view the recording of this recently held webinar. The benefits of successful data lineage are significant, allowing financial firms to gain a better understanding of their applications and data, switch off unnecessary systems and data feeds, save costs, and support the business with the right data at the right time....

BLOG

Siperian, CounterpartyLink Partner on Legal Entity Data Management

California based Siperian has forged an alliance with CounterpartyLink under which CounterpartyLink’s global legal entity data can be fed directly into Siperian’s counterparty master data management solution Siperian Hub. According to the partners, this alliance will support financial institutions’ efforts to comply with anti-money laundering, know your customer and Basel II regulations as well as...

EVENT

Breakfast Briefing: Meeting the Data Requirements of FRTB London

The Fundamental Review of the Trading Book (FRTB) Breakfast Briefing, will examine how the capital markets industry is approaching FRTB data management and will look at the implications for the ways that firms source, manage and store data for FRTB compliance.

GUIDE

Regulatory Data Handbook – Third Edition

Need to know all the essentials about the regulations impacting data management? Welcome to the third edition of our A-Team Regulatory Data Handbook which provides all the essentials about regulations impacting data management. A-Team’s series of Regulatory Data Handbooks are a great way to see at-a-glance: All the regulations that are impacting data management today...