About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Vontobel Expands Deployment of NICE Actimize Markets Surveillance Platform

Subscribe to our newsletter

Swiss investment firm Vontobel has renewed its contract with NICE Actimize, and expanded its use of the SURVEIL-X Markets Surveillance platform. The broadened arrangement will support Vontobel’s future growth plans while continuing to meet its current regulatory requirements.

The new arrangement allows long-time NICE Actimize client Vontobel to add new capabilities going forward. Vontobel’s use of SURVEIL-X is mostly focused on its Investment and Asset Management capabilities, with the new contract allowing the firm to add sector coverage as it expands its investment operations globally.

According to Marco Furegati, Executive Director and Head of Compliance Markets at Vontobel, “In order to provide the best possible service and security to our clients, it is essential to have a solid framework in terms of compliance with all market rules. NICE Actimize’s SURVEIL-X Markets Surveillance meets these requirements and provides a holistic approach to cover our future business requirements.”

NICE Actimize’s Markets Surveillance solution is part of the SURVEIL-X Holistic Conduct Surveillance platform. The system is aimed at helping financial services institutions, broker/dealers and future commission merchants meet their regulatory obligations, avoid costly fines and preserve their reputation.

“Regulators worldwide have become more aggressive in investigating and bringing enforcement actions, fines, and sanctions against firms with inadequate compliance procedures and systems,” says Chris Wooten, EVP, NICE Vertical Markets. “NICE Actimize brings next level markets surveillance and risk detection capabilities at scale, with even better detection coverage and the ability to monitor unified communications.”

Subscribe to our newsletter

Related content

WEBINAR

Upcoming Webinar: Proactive RegTech approaches to fighting financial crime

Date: 17 October 2023 Time: 10:00am ET / 3:00pm London / 4:00pm CET Duration: 50 minutes Financial crime is a global problem that costs the economy trillions of dollars a year, despite best efforts by financial services firms, regulators, and governments to stem the flow. As criminals become more sophisticated in how they commit financial...

BLOG

Themis Adds Supply Chain Risk Assessment Tool

Themis, a provider of anti-money laundering software, has released a supply chain risk assessment tool that allows firms to map high-risk geographies and sectors, and possible touch points of financial crime including fraud, money laundering and terrorist financing, modern slavery and human trafficking, and bribery and corruption. The risk assessment tool helps firms visualise invisible...

EVENT

ESG Data & Tech Summit London

The ESG Data & Tech Summit will explore challenges around assembling and evaluating ESG data for reporting and the impact of regulatory measures and industry collaboration on transparency and standardisation efforts. Expert speakers will address how the evolving market infrastructure is developing and the role of new technologies and alternative data in improving insight and filling data gaps.

GUIDE

ESG Handbook 2023

The ESG Handbook 2023 edition is the essential guide to everything you need to know about ESG and how to manage requirements if you work in financial data and technology. Download your free copy to understand: What ESG Covers: The scope and definition of ESG Regulations: The evolution of global regulations, especially in the UK...