About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

UK’s Financial Conduct Authority Chooses OneTick Surveillance for Market Oversight

Subscribe to our newsletter

In a significant development for UK financial market regulation, the Financial Conduct Authority (FCA) has selected OneTick Surveillance from OneMarketData, LLC, as its primary market surveillance and visualisation system. The cloud-based service is designed to enhance the FCA’s ability to detect and investigate market anomalies, thereby safeguarding the integrity and orderly function of the UK’s financial markets.

Chosen in a competitive tender process that involved 15 bidders, the OneTick Surveillance platform identifies potential instances of insider dealing and market manipulation, and monitors market disruptions in real-time. Additionally, the service is set to bolster the FCA’s Market Oversight team in supervising the suspicious transaction and order reporting (STOR) regime.

Dermot Harriss, Senior Vice President of Regulatory Solutions at OneMarketData, commented: “We’re very proud to provide the FCA with a surveillance solution. The service we’ve built for them is secure, programmable, will dynamically scale to meet increasing market volumes, and will allow the FCA to adapt to new risks to the integrity of our financial markets.”

Originally designed as a cost-effective and user-friendly surveillance solution for smaller firms, OneTick Surveillance has evolved into a comprehensive, cross-asset platform suitable for a wide range of market participants, including asset managers, retail brokers, banks, and regulators. Features include the capability to handle high-volatility periods, browser-based dashboards for alert management, and customisable compliance workflows.

Underpinned by the OneTick proprietary tick database and stream processing platform, OneTick Surveillance supports global equities, options, futures, and FX market data, and delivers configurable built-in alerts for activities such as layering and spoofing, quote stuffing, wash trading, marking the close, and more.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Best Practices for Managing Trade Surveillance

The surge in trading volumes combined with the emergence of new digital financial assets and geopolitical events have added layers of complexity to market activities. Traditional surveillance methods often struggle to keep pace with these changes, leading to difficulties in detecting sophisticated market abuses and increased regulatory risk. To address these challenges, financial institutions are...

BLOG

Trillium Surveyor Launches Enhanced Best Execution Analytics Engine

Trillium Surveyor has launched an upgraded version of its best execution analytics engine, designed to help investment firms reduce trading costs and improve execution performance. The new release of Surveyor Best Ex introduces a unified, user-friendly interface aimed at both trading desks and compliance teams, aligning with updated regulatory standards such as the SEC’s amended...

EVENT

Data Management Summit London

Now in its 16th year, the Data Management Summit (DMS) in London brings together the European capital markets enterprise data management community, to explore how data strategy is evolving to drive business outcomes and speed to market in changing times.

GUIDE

The DORA Implementation Playbook: A Practitioner’s Guide to Demonstrating Resilience Beyond the Deadline

The Digital Operational Resilience Act (DORA) has fundamentally reshaped the European Union’s financial regulatory landscape, with its full application beginning on January 17, 2025. This regulation goes beyond traditional risk management, explicitly acknowledging that digital incidents can threaten the stability of the entire financial system. As the deadline has passed, the focus is now shifting...