About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

The IMS Group Appoints Three New Compliance Consultants

Subscribe to our newsletter

The IMS Group (IMS), the compliance and regulation consultancy, has appointed three new compliance consultants.

The new hires are Diana Stevens, Cynthia Griffith and Daniel Sharpe.

Diana joins IMS from multi-billion dollar hedge fund Eton Park Capital Management, L.P, where she assumed the day to day coverage of compliance in its London branch. Her areas of expertise include AIFMD, MiFID, the UK anti-bribery rules and SEC registration.

Cynthia joins from compliance consultancy HedgeStart Partners, where she supported a variety of clients including hedge funds, asset managers, family offices and advisory firms.

Daniel joins from Octopus Investments, where he was the compliance manager, responsible for providing a diverse range of compliance support, monitoring and advice across the business.

At IMS, the new consultants will provide compliance services to a range of firms in the asset management and securities industry including hedge funds, asset managers, family offices, broking and private equity.

Michel van Leeuwen, group chief executive, IMS, said: “IMS continues to attract high calibre individuals, further strengthening our existing teams. The most recent hires of Diana, Cynthia and Daniel underpin IMS’ strong growth.”

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Navigating a Complex World: Best Data Practices in Sanctions Screening

As rising geopolitical uncertainty prompts an intensification in the complexity and volume of global economic and financial sanctions, banks and financial institutions are faced with a daunting set of new compliance challenges. The risk of inadvertently engaging with sanctioned securities has never been higher and the penalties for doing so are harsh. Traditional sanctions screening...

BLOG

Financial Markets Need Explainable Agents, Not Black Boxes

By Cédric Cajet, Product Director, NeoXam. Artificial intelligence (AI) is fast becoming the newest arms race in financial markets. From portfolio construction to risk modelling and client reporting, firms are racing to embed machine learning and generative AI into their operations. Whether it’s faster insights to make better investment decisions or the ability to reduce...

EVENT

Eagle Alpha Alternative Data Conference, Spring, New York, hosted by A-Team Group

Now in its 9th year, the Eagle Alpha Alternative Data Conference managed by A-Team Group, is the premier content forum and networking event for investment firms and hedge funds.

GUIDE

Regulatory Data Handbook 2014

Welcome to the inaugural edition of the A-Team Regulatory Data Handbook. We trust you’ll find this guide a useful addition to the resources at your disposal as you navigate the maze of emerging regulations that are making ever more strenuous reporting demands on financial institutions everywhere. In putting the Handbook together, our rationale has been...