About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

The IMS Group Appoints Three New Compliance Consultants

Subscribe to our newsletter

The IMS Group (IMS), the compliance and regulation consultancy, has appointed three new compliance consultants.

The new hires are Diana Stevens, Cynthia Griffith and Daniel Sharpe.

Diana joins IMS from multi-billion dollar hedge fund Eton Park Capital Management, L.P, where she assumed the day to day coverage of compliance in its London branch. Her areas of expertise include AIFMD, MiFID, the UK anti-bribery rules and SEC registration.

Cynthia joins from compliance consultancy HedgeStart Partners, where she supported a variety of clients including hedge funds, asset managers, family offices and advisory firms.

Daniel joins from Octopus Investments, where he was the compliance manager, responsible for providing a diverse range of compliance support, monitoring and advice across the business.

At IMS, the new consultants will provide compliance services to a range of firms in the asset management and securities industry including hedge funds, asset managers, family offices, broking and private equity.

Michel van Leeuwen, group chief executive, IMS, said: “IMS continues to attract high calibre individuals, further strengthening our existing teams. The most recent hires of Diana, Cynthia and Daniel underpin IMS’ strong growth.”

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: End-to-End Lineage for Financial Services: The Missing Link for Both Compliance and AI Readiness

The importance of complete robust end-to-end data lineage in financial services and capital markets cannot be overstated. Without the ability to trace and verify data across its lifecycle, many critical workflows – from trade reconciliation to risk management – cannot be executed effectively. At the top of the list is regulatory compliance. Regulators demand a...

BLOG

Synechron-Cognition Collaboration Seeks to ‘Shift Paradigm’ in Software Creation

The race to harness artificial intelligence to create data products and software for financial institutions is at the heart of a collaboration between consultancy Synechron and technology developer Cognition. New York-headquartered Synechron, which has longstanding expertise in providing software solutions that financial organisations use to transform their operations, has embedded Cognition’s Devin agentic engineering platform...

EVENT

Eagle Alpha Alternative Data Conference, London, hosted by A-Team Group

Now in its 8th year, the Eagle Alpha Alternative Data Conference managed by A-Team Group, is the premier content forum and networking event for investment firms and hedge funds.

GUIDE

Regulatory Data Handbook – Fourth Edition

Need to know all the essentials about the regulations impacting data management? Welcome to the Fourth edition of our A-Team Regulatory Data Handbook which provides all the essentials about regulations impacting data management. A-Team’s series of Regulatory Data Handbooks are a great way to see at-a-glance: All the regulations that are impacting data management today A...