About a-team Marketing Services

A-Team Insight Blogs

SimCorp Releases System Readiness Assessment for Dodd-Frank

Subscribe to our newsletter

SimCorp, a leading provider of highly specialised software and expertise for the investment industry, has released a white paper discussing the technology considerations a buy-side firm should take into account on its road to Dodd-Frank compliance.

The paper, entitled: “Impact of Dodd-Frank on OTC Derivatives: Supporting Central Trading and Clearing” details SimCorp’s recommendations for preparing a buy-side firm’s technology infrastructure to support regulatory changes around the OTC derivatives market. Included in the white paper is a self-assessment checklist, which investment managers can use to evaluate their investment system capabilities and readiness for Dodd-Frank.

Among the recommendations are:

–       Support for enterprise data management for a 360 degree view of risk and performance.
–       Automate valuation to calculate profit and loss and generate margin calls to reconcile discrepancies between the investment manager and transacting counterparty.
–       Straight-through processing for OTC swaps.
–       Detailed and easy-to-access audit trail throughout the trade lifecycle.
–       Broad instrument coverage that includes centrally and bilaterally cleared trades as well as instruments that fall outside the scope of Dodd-Frank.

“We developed this white paper as a starting point for investment managers to evaluate how well their current infrastructures can deal with the impending reform,” commented David Kubersky, managing director of SimCorp North America. “The transparency and disclosure that an investment system is required to provide in support of Dodd-Frank is also essential for a real-time view into investment performance. SimCorp’s integrated yet modular approach for front-to-back office workflow automation provides our clients with a platform that ensures compliance, but also supports the growth and profitability of their business.”

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Are you making the most of the business-critical structured data stored in your mainframes?

Fewer than 30% of companies think that they can fully tap into their mainframe data even though complete, accurate and real-time data is key to business decision-making, compliance, modernisation and innovation. For many in financial markets, integrating data across the enterprise and making it available and actionable to everyone who needs it is extremely difficult....

BLOG

Data Concern Over EU’s Streamlining of Green Regulations

Financial institutions may have to rely more heavily on their data teams and vendors to surface sustainability risks in their portfolios after the European Union watered down some of its key corporate ESG reporting regulations. The EU’s Omnibus package announced earlier this year is intended to streamline the compliance processes for regulations including the Corporate...

EVENT

RegTech Summit London

Now in its 9th year, the RegTech Summit in London will bring together the RegTech ecosystem to explore how the European capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.

GUIDE

AI in Capital Markets: Practical Insight for a Transforming Industry – Free Handbook

AI is no longer on the horizon – it’s embedded in the infrastructure of modern capital markets. But separating real impact from inflated promises requires a grounded, practical understanding. The AI in Capital Markets Handbook 2025 provides exactly that. Designed for data-driven professionals across the trade life-cycle, compliance, infrastructure, and strategy, this handbook goes beyond...