About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Rosenthal Collins Group Selects Eventus Platform for Trade Surveillance

Subscribe to our newsletter

Rosenthal Collins Group (RCG), an independent futures brokerage and clearing firm, has selected Eventus Systems’ Validus platform for trade surveillance. RCG chose the cloud version of the platform for its compliance officers to monitor trading activity and any regulatory issues.

RCG considered several trade surveillance vendors before selecting Eventus and the Validus platform, which has helped the company achieve cost savings while meeting objectives. The platform can be customised to RCG’s needs and allows compliance officers to make changes to parameters and adjust levels of surveillance alerts without the need for programmer input.

Tom Mallers, director of compliance at RCG, says: “Validus is a really good fit for us, and the customer support has been great. Eventus staff are extremely knowledgeable about the nuances of futures and the rules that apply. Even the layout of the platform demonstrates that the people behind it are well versed in exchange rules and terminology.”

Since deploying the solution, RCG requested a new feature for Validus. Eventus fulfilled the request benefiting not only RCG but all Eventus clients who want to use it. Travis Schwab, CEO at Eventus comments: “RCG made a great suggestion about a feature to add, and that is exactly the type of collaborative input we encourage.”

Subscribe to our newsletter

Related content

WEBINAR

Upcoming Webinar: From Data to Alpha: AI Strategies for Taming Unstructured Data

Date: 16 April 2026 Time: 9:00am ET / 2:00pm London / 3:00pm CET Duration: 50 minutes Unstructured data now accounts for the majority of information flowing through financial markets organisations, spanning research content, corporate disclosures, communications, alternative data, and internal documents.  While AI has created new opportunities to extract signal from this data, many firms...

BLOG

BMLL Frees Quants from Data Prep with New Trades Plus Offering

Data and analytics provider BMLL has launched Trades Plus, a new equities dataset designed to eliminate the complex and time-consuming process of combining trade and quote data, a significant and resource-intensive challenge for quantitative analysts and trading firms. The new offering, developed in direct response to requests from its Client Product Advisory Board (CPAB), provides...

EVENT

Buy AND Build: The Future of Capital Markets Technology

Buy AND Build: The Future of Capital Markets Technology London examines the latest changes and innovations in trading technology and explores how technology is being deployed to create an edge in sell side and buy side capital markets financial institutions.

GUIDE

Entity Data Management Handbook – Fifth Edition

Welcome to the fifth edition of A-Team Group’s Entity Data Management Handbook, sponsored for the fourth year running by entity data specialist Bureau van Dijk, a Moody’s Analytics Company. The past year has seen a crackdown on corporate responsibility for financial crime – with financial firms facing draconian fines for non-compliance and the very real...