About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

DTCC Partners Xceptor to Streamline SFTR Reporting

Subscribe to our newsletter

DTCC has partnered Xceptor to support regulatory reporting under Securities Financing Transactions Regulation (SFTR). SFTR reporting obligations are expected to come into play in late 2019 or early 2020.

The partnership allows DTCC clients to use Xceptor’s artificial intelligence (AI) automation software within the DTCC global trade repository to transform data in support of compliance with SFTR. This should reduce the operational burden of reporting by allowing firms to enrich, normalise and validate data before submitting it to a trade repository. Firms will be able to enrich reporting with both internal and external reference data, manage exceptions using native workflows, and benefit from real-time gap analysis and testing.

Andrew Kouloumbrides, CEO at Xceptor, explains: “SFTR places importance on data quality, and with low reporting tolerances, the self-serving capabilities of the DTCC service, powered by Xceptor, will enable firms to get their data into shape while also being able to use existing trade file formats. End-of-day books and records reconciliation is also native to the service, ensuring clients have full transparency of their submissions.”

As well as working with Xceptor to streamline SFTR reporting processes, DTCC will explore other opportunities to use the software provider’s capabilities across the DTCC platform.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Navigating a Complex World: Best Data Practices in Sanctions Screening

As rising geopolitical uncertainty prompts an intensification in the complexity and volume of global economic and financial sanctions, banks and financial institutions are faced with a daunting set of new compliance challenges. The risk of inadvertently engaging with sanctioned securities has never been higher and the penalties for doing so are harsh. Traditional sanctions screening...

BLOG

Inside the Uneven Geography of AML Enforcement Outcomes in 2025 – Fenergo Analysis

Fenergo’s latest Global enforcement analysis shows total AML, KYC, sanctions and customer due diligence penalties declining to $3.8 billion in 2025, down from $4.6 billion in 2024 and $6.6 billion in 2023, marking a second consecutive year of decline. Beneath that headline, regional outcomes moved in sharply different directions. North American fines fell by 58%,...

EVENT

RegTech Summit New York

Now in its 9th year, the RegTech Summit in New York will bring together the RegTech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.

GUIDE

Regulatory Data Handbook 2025 – Thirteenth Edition

Welcome to the thirteenth edition of A-Team Group’s Regulatory Data Handbook, a unique and practical guide to capital markets regulation, regulatory change, and the data and data management requirements of compliance across Europe, the UK, US and Asia-Pacific. This year’s edition lands at a moment of accelerating regulatory divergence and intensifying data focused supervision. Inside,...