About a-team Marketing Services
The leading knowledge platform for the financial technology industry
The leading knowledge platform for the financial technology industry

A-Team Insight Blogs

Broadridge Appoints Veteran Carey to Head Securities Processing Business

Subscribe to our newsletter

Broadridge Financial Solutions has appointed Tom Carey as president of its international securities processing solutions business. He will report directly to John Hogan, president and chief operating officer of Broadridge Financial Solutions.

In his new role, Carey will be responsible for all aspects of Broadridge’s international securities processing business, which includes the international securities processing solution, Gloss, with its local market solutions for the UK, Japan and Hong Kong, as well as its international Swift interface. Other products and services include the UK private client solution, Tarot; the Switzerland-based private banking solution, STB2; the Australian domestic securities platform, Summit; an international Swift bureau and various market specific services such as the FITAS German tax solution. The international business maintains local offices in London, New York, Frankfurt, Geneva, Prague, Tokyo, Hong Kong, Sydney and Hyderabad.

In addition to his new appointment, Carey will also continue to have overall responsibility for Ridge Clearing & Outsourcing Solutions, Broadridge’s clearing and outsourcing services business for the UK.

Carey’s career at Broadridge, formerly the Brokerage Services Group of Automatic Data Processing, has spanned 18 years. Most recently he established Broadridge’s clearing and outsourcing operations in the UK, Ridge Clearing & Outsourcing Solutions. Prior to that he held the position of chief operating officer for Securities Processing Solutions, International, Broadridge, for four years, a role in which his responsibilities included strategy, business development, product direction and internal planning. Before that, he held management positions with responsibility for international development and technology.

“The international markets are very important to the strategic growth plans of Broadridge,” said Hogan. “Tom has consistently demonstrated the leadership and client-centric qualities that will enable us to grow our business internationally, and I wish him every success.”

Carey replaces Elizabeth Lake, who plans to continue her various advisory roles within the financial services industry and will work with Broadridge in this capacity as well.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: How to optimise the business value of your data using agile data governance

Data governance is transforming from a risk management and compliance tool with limited and prescriptive controls, to a solution that can help you optimise the business value of your data. In this role, data governance must scale to manage rising volumes of data, more and different data types, and changing user requirements, while continuing to...

BLOG

DSB Opens Annual Consultation on OTC ISIN and CFI Service Provision

The Derivatives Service Bureau (DSB) has opened its annual consultation on OTC ISIN and CFI service provision for 2023. The consultation paper is published on the DSB website with responses open until 5 pm UTC, Monday 30 May 2022. A final report will be published on Thursday 30 June 2022. The consultation focuses on topics...

EVENT

TradingTech Summit London

Now in its 11th year the TradingTech Summit London brings together the European trading technology capital markets industry, to explore how trading firms are innovating in today’s cloud and digital based environment to create flexible, scalable trading platforms to support speed to market and business agility.

GUIDE

Entity Data Management Handbook

Following on from the success of our Regulatory Data Handbook, A-Team Group is pleased to introduce its new Entity Data Management Handbook which is available for free download. This Handbook is the ultimate guide to all things entity data: Why Entity Data is important A full review of Legal Entity Identifiers (LEIs) Where they came...