About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Broadridge and NewRiver Extend Agreement on Disclosure Doc E-Delivery

Subscribe to our newsletter

Broadridge Financial Solutions has extended its agreement with NewRiver to provide a database of disclosure documents to assist Broadridge in electronic delivery of regulatory documents to investors. For the past five years, Broadridge has worked with NewRiver and a select number of Broadridge clients for e-delivery of confirming and first-dollar prospectuses.

NewRiver sources 23,000 disclosure documents directly and daily from EDGAR, the SEC’s mutual fund database. As a result, Broadridge can deliver compliant documents faster and more efficiently for its clients, while clients can provide better protection downstream for investors with timely, accurate information.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Cross-Regulation Data Consistency and Accuracy

Regulatory reporting obligations continue to expand, bringing with them more overlaps of data elements across reporting regimes. As many firms struggle with the accuracy and completeness of individual reporting obligations, regulators have increasingly begun to focus on cross-regulation data consistency in their data validations and examination processes. This webinar will identify cases of data overlap...

BLOG

Alveo Integrates MSCI ESG Research Content into DaaS Data Management Solution

Alveo has integrated MSCI ESG Research content into its Data-as-a-Service (DaaS) data management solution, giving clients access to both firms’ data and cloud data management capabilities, and providing solutions that integrate MSCI’s content into client workflows and help business users self-serve. Integrated MSCI content includes MSCI ESG Ratings, ESG Controversies and ESG Sustainable Impact Metrics,...

EVENT

TradingTech Briefing New York

TradingTech Insight Briefing New York will explore how trading firms are innovating and leveraging technology as a differentiator in today’s cloud and digital based environment.

GUIDE

Entity Data Management

Entity data management has historically been a rather overlooked area of the reference data landscape, but with the increase focus on managing risk, the industry is finally taking notice. It is now generally agreed to be critical to every financial institution; although the rewards for investment in entity data management appear to be rather small,...