About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Best Practice Approaches to Trade Surveillance for Market Abuse

Subscribe to our newsletter

Market abuse is a problem, a very big problem for financial institutions that fall on the wrong side of regulation. Penalties include eye-watering fines, reputational damage and, ultimately, custodial sentences of up to 10 years. Internally, market abuse triggers scrutiny of traders and trading behaviours, a lack of trust and the potential need for significant new investment in prevention.

These problems will be addressed in an upcoming A-Team Group webinar, Best practice approaches to trade surveillance for market abuse, that will discuss market abuse of different types, including insider trading and market manipulation, and offer practical guidance on how to take a proactive approach to detecting and preventing potential abuses using trade surveillance tools and technologies.

The webinar will also review market abuse regulation and offer financial institutions help on how best they can keep this kind of crime in check, gain the benefits of getting it right and avoid the penalties of getting it wrong.

Join me, Sarah Underwood, an editor at A-Team Group, on 5 March 2024 for a detailed discussion on approaches to trade surveillance for market abuse. Leading the conversation will be industry experts Yasmine Li, head of surveillance EMEA at Macquarie Group; Jamie Bell, head of secondary market oversight at the Financial Conduct Authority (FCA); and Dermot Harriss, senior vice president, regulatory solutions at OneTick.

Don’t miss it, register here to take part in the webinar and put your questions on trade surveillance to the experts.

Subscribe to our newsletter

Related content

WEBINAR

Upcoming Webinar: GenAI and LLM case studies for Surveillance, Screening and Scanning

12 November 2025 11:00am ET | 3:00pm London | 4:00pm CET Duration: 50 Minutes As Generative AI (GenAI) and Large Language Models (LLMs) move from pilot to production, compliance, surveillance, and screening functions are seeing tangible results – and new risks. From trade surveillance to adverse media screening to policy and regulatory scanning, GenAI and...

BLOG

From London to New York: How Regulators and Firms Are Re-Drawing the AI Compliance Map

As artificial intelligence (AI) reshapes financial services, regulators and industry leaders are converging on a shared challenge: how to balance innovation with accountability. At A-Team Group’s recent RegTech Summit London, the conversation moved beyond theory into practice, with the Financial Conduct Authority (FCA) and leading firms outlining how principle-based regulation, collaborative testing, and emerging “agentic...

EVENT

TradingTech Summit London

Now in its 15th year the TradingTech Summit London brings together the European trading technology capital markets industry and examines the latest changes and innovations in trading technology and explores how technology is being deployed to create an edge in sell side and buy side capital markets financial institutions.

GUIDE

Regulatory Data Handbook 2025 – Thirteenth Edition

Welcome to the thirteenth edition of A-Team Group’s Regulatory Data Handbook, a unique and practical guide to capital markets regulation, regulatory change, and the data and data management requirements of compliance across Europe, the UK, US and Asia-Pacific. This year’s edition lands at a moment of accelerating regulatory divergence and intensifying data focused supervision. Inside,...