About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

A-Team Group Releases the Third Edition of its Trading Regulations Handbook

Subscribe to our newsletter

A-Team Group is delighted to announce the publication of its Trading Regulations Handbook 2022, the third edition of its guide to financial markets regulations for trading technologists.

With trading regulations constantly being updated, unforeseen risks continually emerging, social and environmental movements transforming the market, and digital technologies evolving rapidly, it is more essential than ever for financial institutions to keep pace with the increasing regulatory and compliance demands, and to be prepared with the appropriate tools and technologies.

A-Team’s Trading Regulations Handbook 2022, sponsored by Eventus, a leading global provider of multi-asset class trade surveillance and market risk solutions, provides a useful and digestible overview of the plethora of trading regulations in today’s financial markets, setting out the trading technology requirements of each regulation, along with proposed timelines and links to original texts and other publications that readers will find helpful.

The Handbook also highlights some key regulatory areas to watch in the coming months, including the UK FCA’s recent overview of best practices in market abuse surveillance, the US SEC’s proposed new rules around liquidity provision in fixed income markets, the monitoring of energy and commodity markets, the need for cross-product and cross-market surveillance, and the growing regulatory focus on digital assets.

For any trading, technology or compliance professional operating within the financial markets, the Trading Regulations Handbook is an essential resource. Download your free copy here.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Best practice approaches to trade surveillance for market abuse

Breaches of market abuse regulation can lead to reputational damage, eye-watering fines and, ultimately, custodial sentences of up to 10 years. Internally, market abuse triggers scrutiny of traders and trading behaviours; externally it can undermine confidence in markets and cause financial instability. This webinar will discuss market abuse of different types, such as insider trading...

BLOG

New DTCC Report Recommends Best Practices to Achieve T+1 Settlement Success

In anticipation of the transition to a T+1 settlement cycle in the US, the Depository Trust & Clearing Corporation (DTCC) has released a new report, “Hitting 90% Affirmation by 9:00 PM ET on Trade Date: The Key to T+1 Success”, which highlights the importance of automating post-trade processes to achieve success in the upcoming T+1...

EVENT

TradingTech Summit London

Now in its 13th year the TradingTech Summit London brings together the European trading technology capital markets industry and examines the latest changes and innovations in trading technology and explores how technology is being deployed to create an edge in sell side and buy side capital markets financial institutions.

GUIDE

Tackling the Data Management Challenges of FATCA

As the July 1, 2014 deadline for compliance with the Foreign Account Tax Compliance Act – or FATCA – approaches, financial institutions around the world are working to ensure their data management and operational systems will meet the requirements of the US legislation. This report discusses the requirements of FATCA and how the legislation is...