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A RegTech Solution to Record Management and Archiving

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Yaron Naor, vice president and general manager, Americas, at Arkivum will present the company’s regtech record management and archiving solution based on open source and proprietary technologies at this week’s A-Team Group RegTech Summit for Capital Markets in New York.

We caught up with Naor before the event to find out a little about Arkivum’s views on regtech and its contribution to the market.

Q: What does RegTech mean to you? 

A: Solving immediate and long-term compliance and regulatory challenges globally by leveraging the most disruptive and sustainable technologies, and significantly reducing cost of ownership.

Q: What regulations are of primary concern to you and your customers?

A: SEC/FINRA based record management, Markets in Financial Instruments Directive II (MiFID II) and General Data Protection Regulations (GDPR) data security and sovereignty mandates covering all e-comms.

Q: What problem do financial institutions have that you believe you can solve?

A: Compliance based record management and archiving solutions with data integrity, security and usability as the key ingredients.

Q: Why do they have this problem?

A: Due to the silo structure of the organisation, plus a lack of secured solutions that are in-line with compliance mandates.

Q: How do you solve the problem?

A: By providing a unified data safeguarding platform addressing all major global record keeping mandates. The platform has a modular and scalable architecture, secured data storage, preservation techniques and flexible workflows to process ingested data with stringent encryption algorithms.

Q: What technology do you use?

A: A combination of open source and proprietary technologies.

Q: How do you fit into a financial institution’s architecture and data flows?

A: Through our integration modules driven by industry standard REST APIs.

Q: Why are you taking part in A-Team’s RegTech Summit for Capital Markets event?

A: To increase market and brand awareness, educate market players, develop strategic partnerships and secure several proofs of concepts.

Q: What type of people are you hoping to meet at the Summit?

A: C level execs, key decision makers, compliance, regulatory and data governance officers, and engineering/IT Managers.

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