About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

A-Team Group Releases Regulatory Data Handbook 2020/2021

Subscribe to our newsletter

A-Team Group releases the eighth edition of its ‘best read’ publication, the Regulatory Data Handbook, today. The handbook is a ‘must have’ for capital markets participants, is free of charge, and profiles every regulation that impacts capital markets’ data management practices.

Linda Coffman, executive vice president at The SmartStream Reference Data Utility, leads the handbook with a foreword reviewing the pace of regulatory change, despite the impact of the coronavirus pandemic, and looking ahead to collaboration and data standardisation across capital markets that should ultimately allow firms to decrease resource allocation to regulation and lower the cost of compliance.

Highlights of the Regulatory Data Handbook 2020/2021 include:

  • A detailed overview of each regulation with key dates, data and data management implications, links to original regulatory text and other useful publications
  • A review of the impact of coronavirus on regulatory requirements and deadlines
  • Notes on expected changes to regulations in the UK regulatory regime post-Brexit
  • Vendor solutions providing efficient regulatory compliance (but also see our Retch Suppliers Guide for a more detailed review of the vendor landscape)
  • An outlook for the regulatory landscape driven by collaboration and technology

New regulations detailed in the handbook include Central Securities Depositories Regulation (CSDR), Investment Firms Directive and Regulation (IFD/IFR), Securities Financing Transactions Regulation (SFTR), and emerging environmental, social and governance (ESG) regulations.

Regulatory changes focus on amendments and clarifications to existing regulations, as well as sizeable updates of anti-money laundering rules, the Basel regulatory framework, and the shareholder rights directive.

You can download the Regulatory Data Handbook here and register to join our forthcoming RegTech Summit Virtual here.

Subscribe to our newsletter

Related content

WEBINAR

Upcoming Webinar: Hearing from the Experts: AI Governance Best Practices

9 September 2025 10:00am ET | 3:00pm London | 4:00pm CET Duration: 50 Minutes The rapid spread of artificial intelligence in the financial industry presents data teams with novel challenges. AI’s ability to harvest and utilize vast amounts of data has raised concerns about the privacy and security of sensitive proprietary data and the ethical...

BLOG

Snowflake Bets it can Bring the Promise of AI to Wary Organisations

Snowflake has rooted its offerings more deeply in artificial intelligence, betting that its data cloud platform can deliver the promise of the technology at a time when many organisations are reappraising their approach to AI implementation. Among a flurry of new service announcements made at the end of last year, Snowflake unveiled plans to launch...

EVENT

RegTech Summit New York

Now in its 9th year, the RegTech Summit in New York will bring together the RegTech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.

GUIDE

AI in Capital Markets: Practical Insight for a Transforming Industry – Free Handbook

AI is no longer on the horizon – it’s embedded in the infrastructure of modern capital markets. But separating real impact from inflated promises requires a grounded, practical understanding. The AI in Capital Markets Handbook 2025 provides exactly that. Designed for data-driven professionals across the trade life-cycle, compliance, infrastructure, and strategy, this handbook goes beyond...