About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

A-Team Group Releases Regulatory Data Handbook 2020/2021

Subscribe to our newsletter

A-Team Group releases the eighth edition of its ‘best read’ publication, the Regulatory Data Handbook, today. The handbook is a ‘must have’ for capital markets participants, is free of charge, and profiles every regulation that impacts capital markets’ data management practices.

Linda Coffman, executive vice president at The SmartStream Reference Data Utility, leads the handbook with a foreword reviewing the pace of regulatory change, despite the impact of the coronavirus pandemic, and looking ahead to collaboration and data standardisation across capital markets that should ultimately allow firms to decrease resource allocation to regulation and lower the cost of compliance.

Highlights of the Regulatory Data Handbook 2020/2021 include:

  • A detailed overview of each regulation with key dates, data and data management implications, links to original regulatory text and other useful publications
  • A review of the impact of coronavirus on regulatory requirements and deadlines
  • Notes on expected changes to regulations in the UK regulatory regime post-Brexit
  • Vendor solutions providing efficient regulatory compliance (but also see our Retch Suppliers Guide for a more detailed review of the vendor landscape)
  • An outlook for the regulatory landscape driven by collaboration and technology

New regulations detailed in the handbook include Central Securities Depositories Regulation (CSDR), Investment Firms Directive and Regulation (IFD/IFR), Securities Financing Transactions Regulation (SFTR), and emerging environmental, social and governance (ESG) regulations.

Regulatory changes focus on amendments and clarifications to existing regulations, as well as sizeable updates of anti-money laundering rules, the Basel regulatory framework, and the shareholder rights directive.

You can download the Regulatory Data Handbook here and register to join our forthcoming RegTech Summit Virtual here.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Unlocking value: Harnessing modern data platforms for data integration, advanced investment analytics, visualisation and reporting

Modern data platforms are bringing efficiencies, scalability and powerful new capabilities to institutions and their data pipelines. They are enabling the use of new automation and analytical technologies that are also helping firms to derive more value from their data and reduce costs. Use cases of specific importance to the finance sector, such as data...

BLOG

Twelve Leading Data Lineage Solutions for Capital Markets

The ability to trace the journey of data from its origin to its final report is no longer a luxury but a regulatory and operational necessity. As firms grapple with the intensifying requirements of regulations such as BCBS 239, GDPR and the shifting landscape of MiFID II, the “black box” approach to data management has...

EVENT

AI in Capital Markets Summit London

Now in its 3rd year, the AI in Capital Markets Summit returns with a focus on the practicalities of onboarding AI enterprise wide for business value creation. Whilst AI offers huge potential to revolutionise capital markets operations many are struggling to move beyond pilot phase to generate substantial value from AI.

GUIDE

Regulatory Data Handbook 2025 – Thirteenth Edition

Welcome to the thirteenth edition of A-Team Group’s Regulatory Data Handbook, a unique and practical guide to capital markets regulation, regulatory change, and the data and data management requirements of compliance across Europe, the UK, US and Asia-Pacific. This year’s edition lands at a moment of accelerating regulatory divergence and intensifying data focused supervision. Inside,...