About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Briefs

CFTC Deploys Nasdaq Market Surveillance Technology to Strengthen Market Integrity

Subscribe to our newsletter

The US Commodity Futures Trading Commission (CFTC) has adopted Nasdaq’s Market Surveillance platform to enhance its monitoring and fraud detection capabilities across derivatives markets. The move replaces the agency’s outdated 1990s system and delivers on Acting Chairman Caroline D. Pham’s March pledge to modernise surveillance infrastructure. Nasdaq’s technology, already used by over 50 exchanges and 20 regulators worldwide, will provide the CFTC with advanced tools to safeguard market integrity.

The CFTC oversees a wide range of markets, including commodities, fixed income, currencies, crypto assets, and event-based products. With new challenges such as continuous trading hours and rapid growth in digital assets, the upgraded system will provide scalable, real-time monitoring and integrated oversight. Nasdaq’s platform allows detection of manipulation patterns across asset classes, detailed transaction-level analysis, and automated alerts. Its flexible architecture also offers access to order book data, supporting effective oversight during periods of heightened volatility.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Best approaches for trade and transaction reporting

Compliance practitioners and technology leaders in capital markets face mounting pressure to ensure that reporting processes are efficient, accurate, and aligned with global standards. Market developments and jurisdictional nuances in regulatory frameworks like MiFID II, EMIR, SFTR and MAS create a continual challenge for compliance teams. This webinar brings together senior RegTech executives and seasoned...

BLOG

FSB Guidance for Supervisors – Tracking Systemic AI Adoption Risk

The Financial Stability Board (FSB) has released detailed guidance on how regulators and supervisors should monitor the adoption of artificial intelligence (AI) across the financial system. The report, Monitoring Adoption of Artificial Intelligence and Related Vulnerabilities in the Financial Sector, provides a practical framework for identifying where AI use may introduce or amplify systemic risks....

EVENT

RegTech Summit New York

Now in its 9th year, the RegTech Summit in New York will bring together the RegTech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.

GUIDE

Regulation and Risk as Data Management Drivers

A-Team Group recently held a webinar on the topic of Regulation and Risk as Data Management Drivers. Fill in the form to get immediate access to the accompanying Special Report. Alongside death and taxes, perhaps the only other certainty in life is that regulation of the financial markets will increase in future years. How do...