About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Get Ready for RegTech New York

Subscribe to our newsletter

Following the success of the third annual RegTech Summit London, held at etc.venues St Paul’s last week to a crowded room and an excellent turnout, the focus now turns to the other side of the Atlantic – with A-Team Group’s RegTech Summit New York set to be its biggest and best yet.

With an agenda both parallel and complementary to RTS London and yet with a unique flavour all of its own, the event hones in on the key challenges facing firms today – exploring the very latest in US regulation and providing a platform where practitioners, regulators and providers can unite, discuss and make progress on the topics that matter.

This year is our strongest line-up yet, with a host of renowned experts giving their insights on a diverse and complex agenda. We are delighted to welcome Jonah Crane, Regulator in Residence at the Fintech Innovation Lab NYC, who will kick off the event with a keynote on concerns around the speed of RegTech adoption. Bradley Foster, Global Head of Content (Enterprise) at Bloomberg, joins us to discuss the importance of an integrated regulatory, data and technology strategy; while Giles Nelson of MarkLogic and William Gates of SmartStream also offer their insights.

The panel discussions look set to be particularly thought-provoking, with an exceptional line-up of experts in their field ready to both give their opinions and take your questions – so don’t miss this opportunity to tap their brains.

The inaugural Thought Leaders Panel explores the impact of oncoming regulatory change on business strategy, with a particular focus on the CFTC Re-write,  SEC Swap Reporting, CAT, Volcker Rule Re-Write, FINRA TRACE, FRTB, CCAR and CECL. Bringing together speakers including Raymond Hanson, Managing Director and Head of Global Markets Program Delivery & Regulatory Technology at Credit Suisse; Robin Doyle, Managing Director and Head of Regulatory Affairs at JP Morgan Chase; and David Ehrich, EVP at Alliance for Innovative Regulation (AIR), the discussion is sure to be lively.

Our panel on Managing Regulatory Change – always a hot topic – welcomes Tammy Eisenberg, Director – Investment Management Risk and Compliance at BNY Mellon; Viktor Grinberg, Director of Compliance Technology at Deutsche Bank; Will Newcomer, VP of Strategy, Finance, Risk and Reporting at Wolters Kluwer; and Harry Chopra, Chief Client Officer at Axiom SL, to discuss how firms can and should be coping with increasing volumes and managing the consistency of rules across regulators. Additional panels explore best practices for regulatory reporting efficiency, how to manage data privacy in an AI world, and how to digitise the customer experience with KYC and AML innovation.

Excitingly, and exclusively for New York, the event will also present a number of new sessions – including an exploration of the new RegTech Innovation Initiative from the NYU Stern Volatility Institute (presented by Richard Berner, former Director of the Office of Financial Research, US Treasury), and two RegTech Innovation pitches from cutting edge new companies eager to win your approval. To finish the day with a bang, the event will conclude with a detailed review of the preparation needed for the advent of the Consolidated Audit Trail (CAT): for which we are delighted to welcome Manisha Kimmel, Senior Policy Advisor for Regulatory Reporting at the Securities and Exchange Commission, along with Joshua Beaton, Head of Americas Trade & Transaction Reporting at  Morgan Stanley; David Emero, Vice President, Regulatory Operations at Goldman Sachs; Adam Dix, Director of Regulatory Reporting at Kx; and Alex Rabaev, Director and Global Head of CAT Regulatory Reporting at Risk Focus.

With only a month to go and spaces selling out fast, don’t miss this industry-leading and information-filled event – book your place now.

Subscribe to our newsletter

Related content

WEBINAR

Upcoming Webinar: GenAI and LLM case studies for Surveillance, Screening and Scanning

6 November 2025 11:00am ET | 3:00pm London | 4:00pm CET Duration: 50 Minutes As Generative AI (GenAI) and Large Language Models (LLMs) move from pilot to production, compliance, surveillance, and screening functions are seeing tangible results — and new risks. From trade surveillance to adverse media screening to policy and regulatory scanning, GenAI and...

BLOG

8 Best Practices for Regulatory Data Management and Reporting – Upcoming Webinar

Over the past three years, regulatory data management and reporting have presented financial institutions globally with an escalating set challenges. Amongst these, the inadequacy of data governance frameworks has seen significant enforcement actions against tier-1 firms. In a joint OCC/Federal Reserve action in 2024, Citigroup faced a $135.6 million fine for persistent deficiencies in risk...

EVENT

TradingTech Briefing New York

Our TradingTech Briefing in New York is aimed at senior-level decision makers in trading technology, electronic execution, trading architecture and offers a day packed with insight from practitioners and from innovative suppliers happy to share their experiences in dealing with the enterprise challenges facing our marketplace.

GUIDE

AI in Capital Markets: Practical Insight for a Transforming Industry – Free Handbook

AI is no longer on the horizon – it’s embedded in the infrastructure of modern capital markets. But separating real impact from inflated promises requires a grounded, practical understanding. The AI in Capital Markets Handbook 2025 provides exactly that. Designed for data-driven professionals across the trade life-cycle, compliance, infrastructure, and strategy, this handbook goes beyond...