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Recorded Webinar: Practical considerations for regulatory change management

18 September 2024

Regulatory change management has become a norm across financial markets but a challenge for financial institutions that must monitor, manage and adapt to ensure compliance with both minor and major adjustments to obligations. This year is particularly troublesome, with major upgrades to EMIR Refit, Markets in Financial Instruments Directive II (MiFID II) and Markets in Financial Instruments Regulation (MiFIR) to name but a few.

This webinar will review upcoming regulatory changes, describe detailed requirements, and discuss practical considerations for change management. It will also cover the need for speed to meet this year’s deadlines, types of RegTech solutions that are helpful here, and the potential of technologies such as machine learning, AI and generative AI to ease the burden and improve the efficiency of regulatory change management.

Listen to the webinar to find out more about:

  • Upcoming regulatory change and its obligations
  • Practical considerations for change management
  • Helpful RegTech tools, techniques, solutions and services
  • Potential of machine learning and AI to ease the burden
  • Benefits of getting it right, penalties of getting it wrong

Speakers:

Nicole Hansen Compliance and Conduct - Change Lead
NatWest Group
Linda Gibson Director, Head of Regulatory Change EMEA
BNY Pershing
Priscilla Gaudoin Head of Risk & Compliance
Ruleguard
Moderator: Adrian Sharp Editorial Contributor
RegTech Insight

More about our speakers:

Nicole Hansen

Compliance and Conduct - Change Lead

NatWest Group

Nicole Hansen is a Director in Risk at NatWest Group, focussing on digital transformation and regulatory compliance. She has over 20 years of experience in investment banking, starting her career as a Market Risk Analyst before moving to Change and Transformation roles in London and Singapore.

Linda Gibson

Director, Head of Regulatory Change EMEA

BNY Pershing

Linda Gibson is a Director and Head of Regulatory Change at BNY Mellon | Pershing EMEA. Linda has overall responsibility for reviewing emerging regulations and supporting clients, working with relationship managers to anticipate and advise on the impact and opportunities. Linda joined Pershing EMEA in 2009 as head of compliance advisory and moved to her current role in 2014. Linda has more than 20 years’ experience in financial services. Prior to joining Pershing EMEA, Linda was head of compliance for Penson Financial Services Limited and before that worked at the FCA where she managed a team responsible for all aspects of ongoing supervision for wholesale firms.

Priscilla Gaudoin

Head of Risk & Compliance

Ruleguard

In a career spanning circa. 30 years, Priscilla has held senior leadership roles with responsibility for compliance, risk management and financial crime prevention. She is a GRC specialist and has worked with some of the world’s largest organisations providing regulatory oversight and advice to firms across the financial services industry. As a trusted adviser, she has guided boards and senior executives through multiple regulatory regime changes and regulatory visits.

At Ruleguard, Priscilla is responsible for the Thought Leadership programme, writing regular articles and white papers, and hosting events on a variety of regulatory matters. Her dual role also encompasses the oversight of risk and compliance at Ruleguard. She is a Fellow of the International Compliance Association, a certified GRC practitioner, and a member of the Institute of Risk Management.

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