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Recorded Webinar: MiFID II: Data for transaction reporting

23 March 2017

Markets in Financial Instruments Directive II (MiFID II) is complemented by Markets in Financial Instruments Regulation (MiFIR), which builds out transaction reporting requirements with a number of new reporting obligations. The data and data management challenges of reporting include an increase in instruments that must be reported and the addition of several new fields to transaction reports. The Legal Entity Identifier (LEI) is also mandated for use in reporting.

Listen to the webinar to find out about:

  • Transaction reporting
  • Data requirements
  • Data management
  • Inclusion of the LEI
  • Best practice approaches


Chad Giussani Head of Transaction Reporting Compliance
Standard Chartered
David Masters Data Governance Manager
Sumitomo Mitsui Banking Corporation (SMBC)
David Lawlor Global Head of Content Management
Thomson Reuters
Steve Barnes VP of Technology
Paul Liesching Global Head of Financial Markets
Moderator: Sarah Underwood Editor
A-Team Group

More about our speakers:

Chad Giussani

Head of Transaction Reporting Compliance

Standard Chartered

Chad leads the Compliance, Operations FM function at Standard Chartered bank that includes global trade and transaction reporting obligations. Recently his duties have broadened to include central bank prudential reporting and the EU Securities Financing Transactions Regulation and other EMIR obligations including portfolio compression and reconciliation, timely confirmations, mandatory clearing and margin reform. He has been involved with regulatory reporting since 2006 from the introduction of MiFID through to Dodd-Frank, EMIR and many other G20 risk reporting requirements.

David Masters

Data Governance Manager

Sumitomo Mitsui Banking Corporation (SMBC)

David Masters was the Chief Data Officer for Societe Generale International (09/2018-Present). during this time, has experienced a broad range of data management areas, including data strategy, data governance, data quality, incorporation of company established data processes and tooling into the business, data security and data-related regulation including GDPR and BCBS 239. David has utilised his knowledge and experience of client and product referential data to ensure that various issues identified are addressed and that the data and digital transformation requirements were being met. David has also been working as project manager for “The Future of Client Reporting” stream of the data and digital transformation program being undertaken by the business.

In his recent roles, David has taken an active role in industry conferences, seminars and industry working groups, being able to use his experience when participating in panel discussions, leading discussions or chairing conferences.

Prior, he was the Referential Data Coordinator, Regulatory Reporting (07/2016-09/09/2018) and the Head of Operations Regulatory Reporting Production (01/2012-07.2016) for Societe Generale International, working as an SME in MiFIR and EMIR regulatory reporting and other non-financial regulatory reporting including Dodd-Frank, Canada, REMIT, as well as new regulations such as SFTR.

David has also worked in regulatory operations and Asset Management operations in Goldman Sachs for over 16 years.

David Lawlor

Global Head of Content Management

Thomson Reuters

David has worked in the financial services industry since 1994 working for ICAP as an FX broker and then UBS trading Eurobonds and Foreign Exchange. He joined Reuters in 1998 and had various roles in the business division running content for Fixed Income and Foreign Exchange. He joined Deutsche bank in 2004 where he ran the content business for Risk. David rejoined Thomson Reuters in 2006 where he continued working in market data running Fixed Income and Foreign Exchange with most recently adding Equities, Commodities and Energy. David’s main passion is market data but has spent large chunks of his time working with different product groups, marketing and contract negotiation on a variety of sources. In 2009 he negotiated an acquisition and then spent the remainder of the year integrating a small company in the UK who specialized in convertible bonds. His recent interest is navigating the choppy waters of regulatory changes in the market and has represented the company at forums and working groups to understand the impact on our core business.

Steve Barnes

VP of Technology


Steve has designed and built risk, compliance and defence solutions for more than 30 tier 1 financial institutions across the globe. He was a member of the original start-up team in Norkom Technologies, the world leading financial crime analytics software company acquired by BAE Systems in 2011. For his last 5 years in BAE, Steve held an enterprise architect role, designing surveillance solutions for capital markets, commercial banks and retail banks globally. Steve now heads up the Technology and Engineering functions within AQMetrics.

Paul Liesching

Global Head of Financial Markets


Paul is the Global Head of Financial Markets at Truphone. Using his specialist expertise, he is enabling Banks, brokers and investment managers of all sizes to comply with MiFID II by January 2018. Having worked with the world’s largest investment banks, Paul is dedicated to the mission-critical implementation of the only truly international solution, Truphone Mobile.

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