About a-team Marketing Services

TradingTech Insight Webinars

Recorded Webinar: MiFID II: Data for best execution

26 January 2017

Markets in Financial Instruments Directive II (MiFID II) strengthens the best execution requirement embedded in MiFID by expanding disclosure. Among the directive’s requirements are provisions to ensure investment firms provide appropriate information to clients on their order execution policy and publish a list of the top five execution venues used in the previous year for each asset class. With a strengthened regulatory requirement comes the need to manage more and more complex data to achieve and demonstrate best execution.

Listen to the webinar to find out about:

  • MiFID II best execution
  • Data requirements
  • Data management challenges
  • Approaches to compliance
  • Expert practitioner advice

Speakers:

Rachel Przybylski Head of Trading Platforms Projects and Regulatory Quality Assurance, Trading Platforms and Core Technology
Man Group
Gaurav Bansal Founder
R-Cloud
Regulatory Consultant Tier 1 Banks
John Mason Global Head of Regulatory & Market Structure Strategic Response & Propositions
Refinitiv
Dermot Harriss Senior Vice President – Regulatory Solutions
OneTick

More about our speakers:

Gaurav Bansal

Founder

R-Cloud

Gaurav is the founding partner at RCloud. He is a Transformation expert, specialising in Risk and Regulatory Change. Over the years, he has successfully led and delivered large scale change programmes, managing annual budgets of up to 30 MN dollars, for industry leading organisations such as Goldman Sachs, Credit Suisse & Fidelity. He is an expert at designing Target Operating Model for various business functions such as Market Risk, Operational Risk, Finance, Front Office, Trading and Investment Research.

John Mason

Global Head of Regulatory & Market Structure Strategic Response & Propositions

Refinitiv

In this role, John and his team are responsible for ensuring that Thomson Reuters is effectively addressing the industry’s regulatory challenges – of which MiFID is a particular focus area – and developing solutions across the entire product range to meet the evolving requirements of the financial market participants.

Prior to joining Thomson Reuters, Mason ran the European Enterprise Solutions for Bloomberg and was also their Global Head of Regulatory Reporting. Before joining Bloomberg Mason was the Chief Operating Officer for Core One Technologies prior to its sale to Markit.

Dermot Harriss

Senior Vice President – Regulatory Solutions

OneTick

Dermot Harriss joined OneMarketData in 2015, and is responsible for delivering solutions that help firms meet their regulatory compliance needs. Mr. Harriss brings over twenty years of financial industry experience from roles involving futures trading, quantitative strategy development, derivatives risk management, program trading, execution services, and technology management.

Interested in hosting your own webinar? Get in touch