Recorded Webinar: Managing Entity Data for MiFID II Compliance: No LEI, No Trade19 September 2017
MiFID II’s “No LEI, No Trade” requirement mandates all entities trading with European counterparties across all asset classes need to obtain legal entity identifiers (LEIs).
This represents a major shift in the way LEIs are used for regulatory reporting and firms that are affected by MiFID II should obtain the relevant LEIs sooner rather than later in order to ensure they are well prepared.
With only a few months to go before the implementation date, this webinar will explore how financial institutions are approaching compliance with the client and counterparty identification requirements of MiFID II.
We discuss the findings of an A-Team Group (publishers of Data Management Review) survey on the current state of play and readiness of the market for the LEI.
Listen to the webinar to find out:
- How firms are going to source and capture all the LEIs needed
- How to ensure adequate maintenance processes to stay on top of LEI renewal
- What we have learnt from the EMIR experience
- Global impact of the LEI
- Solutions and recommendations to help ease implementation
More about our speakers:
Senior Product Manager, Market Data
HSBC Securities Services
Chris joined HSBC Securities Services in 2006 and is a Senior Product Manager with responsibility for Market Data. Chris was previously at Threadneedle Investments where he was Head of Investment Information Services. Before then he was a Director at UBS. Chris started work in the city with Laurie, Milbank stockbrokers, in their futures and options operations team, continuing with Chase Manhattan for a further ten years, culminating in three years as head of the equity derivatives middle office. He also headed OTC derivative client valuations at Bankers Trust. Chris is a member of the Chartered Institute for Securities & Investment.
Mark is a partner with Element22, a data and analytics consultancy firm. His career includes over 15 years managing data and risk functions for three tier 1 banks. This was followed by 6 years as the General Manager of Avox, a managed data service company owned by DTCC and later by Thomson Reuters. Mark has been with Element22 since 2018 where he leads the London office and helps clients from across the financial services industry to modernise and expand their capabilities in Data Management. His recent focus has been on helping clients to solve unstructured data and ESG data challenges, including launching the ESGi data platform.
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