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A-Team Insight Webinars Countdown:

Upcoming Webinar: How to leverage Generative AI and Large Language Models for regulatory compliance

8 May 2024

Date: 8 May 2024
Time: 10:00am ET / 3:00pm London / 4:00pm CET
Duration: 50 minutes

Generative AI (GenAI) and Large Language Models (LLMs) offer huge potential for change across capital markets, not least in regulatory compliance where they have the capability to help firms understand and interpret regulations, automate compliance, monitor transactions in real time, and flag anomalies in the same timeframe. They also present challenges including explainability, responsibility, model drift, hallucination and bias.

This webinar will consider how GenAI and LLMs can be used for regulatory compliance, the challenges they present, and how these can be addressed. It will also provide practical guidance on selecting, implementing and optimising the technologies, and review the benefits they can deliver. Finally, it will take a longer-term look at the roles of GenAI and LLMs in regulatory compliance.

Register for the webinar to find out more about:

  • The potential of GenAI and LLMs in regulatory compliance
  • Challenges raised by the technologies and best practice solutions
  • Practical guidance on selection, implementation and optimisation
  • Benefits of getting it right, penalties of getting it wrong
  • Where next for GenAI and LLMs in regulatory compliance

Speakers:

Zahra Gill Financial Crime Strategy & Change Lead
Starling Bank
Marili Anderson Chief Compliance Officer, UK and Europe
William Blair International Ltd
Brandon Carl Executive Vice President of Product Strategy
Smarsh
Moderator: Sarah Underwood Editor
A-Team Group

More about our speakers:

Zahra Gill

Financial Crime Strategy & Change Lead

Starling Bank

Zahra has worked as a Financial Crime strategy consultant for a number of FI’s for over 15 years. At Starling Bank, she is a key stakeholder in managing the policies, procedures, and risk-based client solutions for High Risk customers. Prior to this, Zahra consulted for NatWest innovation, where she designed bespoke, risk-based, AFC frameworks to launch and scale up their digital service providers.

Zahra is a mentor for Women in Business and Finance (WIBF), an advisory board member and regular panel speaker on topics related to the emerging trends in Financial Crime and is a member of the International Compliance Association (ICA).

Marili Anderson

Chief Compliance Officer, UK and Europe

William Blair International Ltd

Marili Anderson is the Chief Compliance Officer for the UK and Europe at William Blair International Ltd, William Blair’s London-based affiliate. Marili holds the Senior Management Controlled functions: SMF 16 (Compliance Officer) and SMF 17 (Money Laundering Reporting Officer). Marili has held several senior compliance roles in both the sell-side and the buy-side within the UK and Europe. She joined William Blair in August 2021 from Natixs Investment Managers, where she was a MD, Project Leader for the Enterprise Compliance Program and the CIB Global Head of Private Side Compliance.

Brandon Carl

Executive Vice President of Product Strategy

Smarsh

Brandon Carl is Executive Vice President of Product Strategy at Smarsh, where he oversees the company’s competitive and commercial strategy across the Enterprise product portfolio. Brandon previously served as Digital Reasoning’s Chief Product Officer and Head of Engineering, where he conceived and brought to market Cognition, the company’s acclaimed AI Platform, co-created their Applied Machine Learning team, and led the Applied Research team. He spent the first half of his career working in the capital markets, initially in interest rate derivative sales at Bank of America before moving to global macroeconomics and trend forecasting at Nomura Securities.

Interested in hosting your own webinar? Get in touch