Upcoming Webinar: How to ensure effective trade surveillance to meet the demands of regulatory scrutiny and compliance30 January 2020
Date: 30 January 2020
Time: 10:00am ET / 3:00pm London / 4:00pm CET
Accurate, scalable and defensible trade surveillance is key to compliance with regulations such as Market Abuse Regulation (MAR). But how best can it be achieved, what types of technologies are effective, how can false positives be reduced, and where should responsibility lie for tuning alerts and setting surveillance parameters?
This webinar will consider the impact of recent regulatory statements describing increasing concerns about how trading organisations are managing surveillance and setting parameters. It will also look at the role of technology in trade surveillance and, particularly, whether artificial intelligence and machine learning techniques are a help or hindrance. Finally, it will set out how best you can achieve accurate, scalable and defensible trade surveillance for MAR, while reducing false positives and increasing confidence in compliance.
Register for the webinar to find out about:
- Regulatory concerns around trade surveillance
- How trading organisations can respond to these concerns
- Technology challenges of trade surveillance
- How to build accurate, scalable and defensible surveillance
- The benefits of best practice trade surveillance
Dermot Harriss, Senior Vice President – Regulatory Solutions, OneMarketData
Moderator: Sarah Underwood, Editor,
More about our Speakers:
Senior Vice President – Regulatory Solutions
Dermot Harriss joined OneMarketData in 2015, and is responsible for delivering solutions that help firms meet their regulatory compliance needs. Mr. Harriss brings over twenty years of financial industry experience from roles involving futures trading, quantitative strategy development, derivatives risk management, program trading, execution services, and technology management.
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