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Recorded Webinar: Data Management for CAT reporting

17 May 2018

The Consolidated Audit Trail (CAT) conceived by the US Securities and Exchange Commission (SEC) in the wake of the 2010 Flash Crash has been a long time in the making, but is now approaching go live with large broker-dealers expected to begin reporting trades in November 2018. The webinar will detail CAT data requirements, review data management problems and solutions, and discuss potential benefits of the CAT for regulators and market participants within its scope. It will also touch on similar initiatives in other jurisdictions.

Listen to the webinar to find out about:

  • CAT requirements
  • The implementation timeline
  • Data management challenges
  • Approaches to reporting
  • Technology solutions


Joshua Beaton Head of Americas Trade & Transaction Reporting
Morgan Stanley
Tom Jordan CEO
Jordan & Jordan
Dermot Harriss Senior Vice President – Regulatory Solutions
Moderator: Sarah Underwood Editor
A-Team Group

More about our speakers:

Dermot Harriss

Senior Vice President – Regulatory Solutions


Dermot Harriss joined OneMarketData in 2015, and is responsible for delivering solutions that help firms meet their regulatory compliance needs. Mr. Harriss brings over twenty years of financial industry experience from roles involving futures trading, quantitative strategy development, derivatives risk management, program trading, execution services, and technology management.

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