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The knowledge platform for the financial technology industry

A-Team Insight Webinars Countdown:

Upcoming Webinar: Cross-Regulation Data Consistency and Accuracy

1 November 2022

Date: 1 November 2022
Time: 10:00am ET / 3:00pm London / 4:00pm CET
Duration: 50 minutes

Regulatory reporting obligations continue to expand, bringing with them more overlaps of data elements across reporting regimes. As many firms struggle with the accuracy and completeness of individual reporting obligations, regulators have increasingly begun to focus on cross-regulation data consistency in their data validations and examination processes.

This webinar will identify cases of data overlap within and across regions, as well as the nuanced nature of these overlaps. It will also discuss the challenges of policing data across regulatory regimes, and review solutions for cross-regulation data consistency and accuracy based on a holistic approach to data management and regulatory reporting.

Register for the webinar to find out more about:

  • Data overlaps across regulatory reporting regimes
  • Approaches to identifying and understanding overlaps
  • Challenges of data management across multiple regulatory regimes
  • Solutions providing cross-regulation data consistency and accuracy
  • The benefits of getting it right, and the penalties of getting it wrong

Speakers:

Brett Utnick, Director – Head of US Regulatory Services, BMO Financial Group

Peter Gargone, Founder & CEO, n-Tier Financial Services

Moderator: Sarah Underwood, Editor,
A-Team Group

More About Our Speakers:

Brett Utnick
Director – Head of US Regulatory Services
BMO Financial Group

Brett is the US Head of the Regulatory Services Group at BMO Capital Markets Corp in coverage of Trade and Transaction regulatory reporting. His career includes opportunities across various Business, Operations, Technology, and Change Management roles and he applies this experience to build teams and develop processes with a complete front to back view. Brett has spent the last decade plus of his career focusing on the regulatory space having successfully delivered digital solutions, developed teams and production workflows, established account architecture, implemented governance and control solutions, as well as large scale remediation programs supporting Equities, Options, Fixed Income, and Financial reporting requirements. Prior to joining BMO Capital Markets Brett had worked at global financial institutions including: Lehman Brothers, Barclays Capital, Macquarie Capital, and RBC Capital Markets.

Peter Gargone
Founder & CEO
n-Tier Financial Services

Peter founded n-Tier in 2000 and specializes in solving complex and very large data challenges through technology. Prior to founding n-Tier, Peter served as DLJ’s Equity Division Head of Global Application Architecture and worked for Goldman Sachs and IBM. Peter earned his B.A. in Computer Science from Boston University.


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