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The knowledge platform for the financial technology industry

A-Team Insight Webinars

Recorded Webinar: Balancing Regulatory Transparency with Data Protection

25 September 2018

Balancing the use of personal data required by Markets in Financial Instruments Directive II (MiFID) as part of its transparency regime with the personal data protection rules set out in General Data Protection Regulation (GDPR) is a tough task – tell us everything, but keep it secret – that many financial institutions are struggling with. How can they store personal data for five or seven years as required by MiFID II when GDPR states that data should be kept for no longer than necessary? And how can they respond to data subjects’ requests to exercise the right to be forgotten under GDPR when the transparency requirements of MiFID II allow no such thing?

The webinar will consider the conflicts around personal data that result from MiFID II and GDPR requirements, and detail how they can be reconciled to meet the needs of both regulations while avoiding the exorbitant fines of non-compliance with GDPR.

Listen to the webinar to find out more about:

  • Personal data requirements of MiFID II and GDPR
  • Conflicts arising from these requirements
  • Best practice approaches to reconciliation
  • Technology solutions to support compliance
  • Practical examples of conflict and resolution


Sue Baldwin Vendor Management Expert & Independent Consultant
Dessa Glasser Independent Board Member
Oppenheimer & Co.
Principal The Financial Risk Group
Ken Krupa CTO
Moderator: Sarah Underwood Editor
A-Team Group

More about our speakers:

Sue Baldwin

Vendor Management Expert & Independent Consultant

Sue is an energetic senior executive with over 30 years’ experience within the financial services sector. She assists organisations to become fully data aware, driving data strategy, governance, architecture, culture, people and processes to deliver data quality and assurance, providing game changing approaches to reduce the cost of data collection, integration and lifecycle management. This delivers a clear direction for leveraging data for greater returns and regulatory obligations.

Sue was previously Executive Director at JPM where she was Control Officer and Data Protection Officer for their Central Data Utility. She also managed the EMEA Third Party Oversight program for over 20K vendors.

Ken Krupa



With over 25 years of professional IT experience, Ken Krupa has a unique breadth and depth of expertise across many aspects of Information Technology. He has worked for and consulted for some of the largest Global Financial institutions, delivering technology solutions as well as advising senior and C-level executives on enterprise technology strategy.

Interested in hosting your own webinar? Get in touch