RegTech Association (Australia)

Upcoming Webinar: Best approaches for trade and transaction reporting

11 September 2025 10:00am ET | 3:00pm London | 4:00pm CET Duration: 50 Minutes Compliance practitioners and technology leaders in capital markets face mounting pressure to ensure that reporting processes are efficient, accurate, and aligned with global standards. Market developments and jurisdictional nuances in regulatory frameworks like MiFID II, EMIR, SFTR and MAS create a...

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FCA Survey Reveals Gaps in Governance and Policy on Non-Financial Misconduct

The U.K. Financial Conduct Authority’s (FCA’s) – Culture and non-financial misconduct survey – highlights challenges, gaps, and key trends in how firms detect, address, and prevent incidents of bullying, harassment, discrimination, and other forms of non-financial misconduct (NFM). Regulators are recognising the negative effects on workplace culture, compliance, and overall trust from these behaviours. The...

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TradingTech Briefing New York

Our TradingTech Briefing in New York is aimed at senior-level decision makers in trading technology, electronic execution, trading architecture and offers a day packed with insight from practitioners and from innovative suppliers happy to share their experiences in dealing with the enterprise challenges facing our marketplace.

Institutional Digital Assets Handbook 2024

Despite the setback of the FTX collapse, institutional interest in digital assets has grown markedly in the past 12 months, with firms of all sizes now acknowledging participation in some form. While as recently as a year ago, institutional trading firms were taking a cautious stance toward their use, the acceptance of tokenisation, stablecoins, and...