About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight People

Broadridge Appoints Frank Troise as President of Trading & Connectivity Solutions

Subscribe to our newsletter

Broadridge Financial Solutions has announced Frank Troise as the new President of Broadridge Trading & Connectivity Solutions and Vice Chairman of Broadridge Capital Markets, effective April 29, 2024. Succeeding Ray Tierney, Troise will lead the division into a new phase aimed at simplifying and enhancing multi-asset and multi-workflow trading across global markets. This strategic appointment follows Broadridge’s recent launch of a Futures and Options platform, marking another milestone in its expansion.

With over three decades of experience in trading and technology, Troise brings a wealth of knowledge to his new role. He previously held significant positions including Co-CEO and Board Member at Pico Quantitative Trading, as well as leadership roles at Investment Technology Group, J.P. Morgan’s Execution Services, and major firms such as Barclays and Lehman Brothers. His extensive background positions him to drive innovation and growth at Broadridge.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Trade Surveillance and data capture for MiFID II compliance

Under MiFID II and MiFIR, any firm participating in electronic trading of financial instruments will need to conduct real-time monitoring of current trading activity and be able to sequentially reconstruct past trading events. No longer will capture and reporting of transaction data be enough. Firms will have to satisfy regulators’ need to see quote data,...

BLOG

IMS Responds to Government’s Money Laundering Consultation

The IMS Group (IMS), the compliance and regulation consultant, has today responded to the Government’s consultation on reviewing Money Laundering Regulations 2007. The consultation period closes on 30 August 2011. The Government’s proposals are intended to give businesses greater confidence to focus compliance on their highest risk areas and to discourage the tick-box approach taken...

EVENT

RegTech Summit New York

Now in its 9th year, the RegTech Summit in New York will bring together the RegTech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.

GUIDE

Preparing For Primetime – How to Benefit from the Global LEI

They say time flies when you’re enjoying yourself, and so it seems the industry have been having a blast with its preparations for the introduction of the global legal entity identifier (LEI) next month. But now it’s time to get serious. To date, much of the industry debate has centred on the identifier itself: its...