A-Team Insight Blogs

KRM22 Launches Conduct Risk Training Offering through Global Risk Platform

17 April 2019

KRM22, a technology and software investment company focusing on risk management in capital markets, today announced a new partnership agreement with Dutch online training firm Entrima to make its online training portal, the Market Abuse Centre, available to buy through the KRM22 Global Risk Platform.

The three training programmes available are SMCR, Market Abuse and Financial Crime, addressing the FCA mandated training which firms are required to provide to individuals within their organisation on an annual basis.

Keith Todd, CEO at KRM22, comments: “The number of FCA regulations mandating that firms provide effective training to their staff is increasing, including the extended scope of SMCR, which affects a further 48,000 firms. We have launched the Market Abuse Centre’s on-demand training programmes through our Global Risk Platform to provide an efficient and cost-effective way for firms to comply with the FCA requirements.”

RegTech Insight

WEBINAR

Recorded Webinar: Getting ready for Sustainable Finance Disclosure Regulation (SFDR) and ESG – what action should asset managers be taking now?

Interest in Environmental, Social and Governance (ESG) investment has exploded in recent years, bringing with it regulation and a requirement for buy-side firms to develop ESG strategies and meet disclosure obligations. The sell-side can help here by integrating ESG data with traditional financial information, although the compliance burden remains with asset managers. The EU Sustainable...

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08 June 2021

Data Management Insight RegTech Insight

BLOG

ComplyAdvantage Tops Up Series C Funding with Goldman Sachs Investment

ComplyAdvantage, a financial crime compliance specialist, has received new investment from Goldman Sachs Growth Equity. The investment will be used to build on the company’s rapid growth and cement its position as a critical part of the value chain for companies managing evolving risks around anti-money laundering (AML) and know your customer (KYC) processes, as...

25 May 2021

RegTech Insight

EVENT

RegTech Summit APAC Virtual

RegTech Summit APAC will explore the current regulatory environment in Asia Pacific, the impact of COVID on the RegTech industry and the extent to which the pandemic has acted a catalyst for RegTech adoption in financial markets.

04 November 2021

Data Management Insight RegTech Insight TradingTech Insight

GUIDE

Entity Data Management Handbook – Seventh Edition

Sourcing entity data and ensuring efficient and effective entity data management is a challenge for many financial institutions as volumes of data rise, more regulations require entity data in reporting, and the fight again financial crime is escalated by bad actors using increasingly sophisticated techniques to attack processes and systems. That said, based on best...

26 April 2021