TradingTech Insight Handbooks

Trading Regulations Handbook 2021

In these unprecedented times, a carefully crafted trading infrastructure is crucial for capital markets participants. Yet, the impact of trading regulations on infrastructure can be difficult to manage. The Trading Regulations Handbook 2021 can help. It provides all the essentials you need to know about regulations impacting trading operations, data and technology.

A-Team Group’s Trading Regulations Handbook allows you to see, at-a-glance, the trading technology requirements of each regulation, proposed timelines and links to the original texts, as well as an outlook for the future and a handy glossary of key terms.

Regulations covered in the Trading Regulations Handbook include:

  • Alternative Investment Fund Management Directive (AIFMD)
  • BCBS 239
  • Benchmarks Regulation
  • CFTC Rules 1.73 and 1.74
  • CFTC Derivatives Margin
  • Dodd-Frank Act
  • Dodd-Frank Volcker Rule
  • European Market Infrastructure Regulation (EMIR)
  • FIDLEG
  • Financial Market Infrastructure Act
  • Financial Transactions Tax (FTT)
  • Fundamental Review of the Trading Book (FRTB)
  • ISDA Master Agreement
  • Margin Requirements for Non-Centrally Cleared Derivatives
  • Market Abuse Regulation (MAR)
  • Markets in Financial Instruments Directive II (MiFID II)
  • Markets in Financial Instruments Regulation (MiFIR)
  • MAS OTC Derivatives Reporting
  • SEC Regulation Automated Trading Systems (Regulation ATS)
  • SEC Regulation on Systems Compliance & Integrity (Regulation SCI)
  • SEC Rule 606
  • SEC Rule 613 Consolidated Audit Trail
  • SEC Swaps Reporting Regime
  • Securities Financing Transactions Regulation (SFTR)
  • SM&CR

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