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Data Management Insight Handbooks

The Trading Regulations Handbook

Need to know all the essentials about the regulations impacting trading infrastructure?

Welcome to the first edition of our A-Team Trading Regulations Handbook which provides all the essentials about regulations impacting trading operations, data and technology.

A-Team’s Trading Regulations Handbook is a great way to see at-a-glance:

  • All the regulations that are impacting trading technology today
  • A description of each regulation
  • The impact each will have from a data and technology perspective
  • Messages from sponsors with products related to the regulations

Regulations covered in the Trading Regulation Handbook include:

  • Alternative Investment Fund Management Directive (AIFMD)
  • BCBS 239
  • Benchmarks Regulation
  • CFTC Regulation Automated Trading (Regulation AT)
  • CFTC Rules 1.73 and 1.74
  • Dodd-Frank Act
  • Dodd-Frank Volcker Rule
  • European Market Infrastructure Regulation (EMIR)
  • Financial Market Infrastructure Act
  • Financial Transaction Tax (FTT)
  • Fundamental Review of the Trading Book (FRTB)
  • ISDA Master Agreement
  • Margin Requirements for Non-Centrally Cleared Derivatives
  • Market Abuse Regulation (MAR)
  • Markets in Financial Instruments Directive II (MiFID II)
  • Markets in Financial Instruments Regulation (MiFIR)
  • SEC Form PF
  • SEC Regulation Automated Trading Systems (Regulation ATS)
  • SEC Regulation on Systems Compliance & Integrity (Regulation SCI)
  • SEC Rule 15c-3-5
  • Securities Financing Transactions Regulation (SFTR)

If you are interested in sponsoring or advertising in one of our handbooks, suppliers guides or special reports, please get in touch with us.