The Trading Regulations Handbook

Need to know all the essentials about the regulations impacting trading infrastructure?

Welcome to the first edition of our A-Team Trading Regulations Handbook which provides all the essentials about regulations impacting trading operations, data and technology.

A-Team’s Trading Regulations Handbook is a great way to see at-a-glance:

• All the regulations that are impacting trading technology today
• A description of each regulation
• The impact each will have from a data and technology perspective
• Messages from sponsors with products related to the regulations

Regulations covered in the Trading Regulation Handbook include:

• Alternative Investment Fund Management Directive (AIFMD)
• BCBS 239
• Benchmarks Regulation
• CFTC Regulation Automated Trading (Regulation AT)
• CFTC Rules 1.73 and 1.74
• Dodd-Frank Act
• Dodd-Frank Volcker Rule
• European Market Infrastructure Regulation (EMIR)
• FIDLEG
• Financial Market Infrastructure Act
• Financial Transaction Tax (FTT)
• Fundamental Review of the Trading Book (FRTB)
• ISDA Master Agreement
• Margin Requirements for Non-Centrally Cleared Derivatives
• Market Abuse Regulation (MAR)
• Markets in Financial Instruments Directive II (MiFID II)
• Markets in Financial Instruments Regulation (MiFIR)
• SEC Form PF
• SEC Regulation Automated Trading Systems (Regulation ATS)
• SEC Regulation on Systems Compliance & Integrity (Regulation SCI)
• SEC Rule 15c-3-5
• Securities Financing Transactions Regulation (SFTR)