Data Management Insight Standards The latest content from across the platform
Recorded Webinar: Managing Entity Data for MiFID II Compliance: No LEI, No Trade
MiFID II’s “No LEI, No Trade” requirement mandates all entities trading with European counterparties across all asset classes need to obtain legal entity identifiers (LEIs). This represents a major shift in the way LEIs are used for regulatory reporting and firms that are affected by MiFID II should obtain the relevant LEIs sooner rather than…
Recorded Webinar: A harmonised approach to data management for regulatory reporting and record keeping
Financial institutions acknowledge the need to harmonise their approach to data management for regulatory reporting and record keeping, and recognise the resulting benefits of increased efficiency, reduced costs and readiness for future regulation – but while the concept may be clear, the practicalities of implementing a harmonised approach can be challenging. The webinar will detail…
SIX Stands Ready to Help Firms with MiFID II and PRIIPs Document Exchange
SIX Financial Information is standing ready to help firms meet the data and document exchange requirements of Markets in Financial Instruments Directive II (MiFID II) and Packaged Retail and Insurance-based Investment Products (PRIIPs) – both of which regulations have early January 2018 compliance deadlines. The company released its Regulatory Document Hub (RegHub) a month or…
Peter Serenita Moves on from HSBC to Join Scotiabank as US Chief Data Officer
After an eight-year career as a senior data management executive at HSBC, Peter Serenita has moved on to join Toronto headquartered Scotiabank as US chief data officer. He will continue to be based in the New York City area where before joining HSBC he spent 17 years in technology and data management roles at JP…
Entity Data Management Handbook – Third Edition
Welcome to the third edition of the Entity Data Management Handbook which is available for free download. In this updated edition we delve into the role entity data plays in the smooth running of financial institutions and capital markets, the challenges of attaining high quality data, and various aspects, approaches and technologies involved in managing…
Recorded Webinar: Data management approaches for the buy-side
Buy-side firms are grasping the nettle of data management with a view to driving business transformation programmes, dealing with data fragmentation and quality issues, streamlining operations and achieving effective cost management. The webinar will discuss how the buy-side is embedding data management, the challenges it faces and lessons it is learning from the sell-side. Listen…
Recorded Webinar: Tracking data lineage for regulatory compliance and change
The benefits of successful data lineage are significant, allowing financial firms to gain a better understanding of their applications and data, switch off unnecessary systems and data feeds, save costs, and support the business with the right data at the right time. The webinar will consider the complexities of tracking data lineage for regulatory compliance…
Bloomberg LOU Accreditation Adds to Open Symbology Strategy
Bloomberg’s accreditation as a Local Operating Unit (LOU) that can issue Legal Entity Identifiers (LEIs) as prescribed by the Global LEI Foundation (GLEIF) is bang on strategy for the company as it continues to promote open symbology and push its Financial Instrument Global Identifier (FIGI) towards ISO standardisation. Following the company’s accreditation as an LOU…
Recorded Webinar: Learning from MiFID II for CAT reporting and data management
Compliance with the SEC’s Consolidated Audit Trail (CAT) regulation is just over 18 months away, meaning broker dealers within the scope of the regulation need to get started on their response. Like Markets in Financial Instruments Directive II (MiFID II), CAT reporting presents significant – and similar – data management challenges, particularly around customer, account…
Recorded Webinar: Using metrics to measure data quality
Measuring data quality is on the data management agenda at many financial firms as they seek to reduce operational costs, meet regulatory requirements and identify new product potential. The webinar will consider how metrics can be implemented to provide meaningful measures of data quality that can be used across the firm, solutions for data quality…