TradingTech Insight Regulatory Reporting & Compliance The latest content from across the platform
NEX Readies MiFID II Reconciliation Solution Based on Duco Cube
NEX Regulatory Reporting has selected the Duco Cube platform to underpin a Markets in Financial Instruments Directive II (MiFID II) reconciliation solution that is due to be ready for testing in autumn ahead of the MiFID II compliance deadline in January 2018. Going forward, the company will integrate Duco Cube into all it regulatory reporting…
Trading Execution Concerns Shift From Latency To Proactivity
The ground on which market participants walk is shifting from a foundation of latency and performance concerns to a playing field where being proactive is their best asset, according to trading technology experts who spoke in a webinar hosted by Intelligent Trading Technology on June 1.
GoldenSource Solves MiFID II Problem of Requesting ISINs for OTC Derivatives
GoldenSource is developing an ISIN request and enquiry solution for OTC derivatives that is designed to help firms within the scope of Markets in Financial Instruments Directive II (MiFID II) meet the transaction reporting requirement to use ISINs to identify OTC derivatives. The solution also considers concerns in the market about the speed at which…
Partnership Readies Regulatory Compliance Service For October US Launch
With their partnership begun in January, Scandinavian based compliance solutions company TM Group, and UK-based archiving provider Arkivum, have put their capabilities together for an end-to-end solution that can collect customer data for regulatory compliance, communicate it within units of a firm, and, lastly, save and store the data, according to officials of both companies….
The Time to Implement Innovative Technology for Electronic Execution is Now
Technology innovation is side-lining low latency in the drive to optimise performance and reduce complexity and cost of electronic execution infrastructure – but which technologies are finding favour and what can they deliver? Join the discussion at this week’s A-Team Group Intelligent Trading Summit in New York City to find out about technology innovation for…
Recorded Webinar: High Performance Technologies for Electronic Execution
When firms pursue higher performance in the electronic trading execution technology they use, they must consider the exchange and trading venue landscape as the context for their approach. Their approach can be accomplished in-house or with support from providers, which can be a challenging choice. This webinar will explore the factors firms consider, and also…
IHS Markit Platform Promises Compliance Cost Savings
Information and analytics solutions provider IHS Markit has begun its rollout of Outreach360, a platform for managing documentation and communication concerning regulatory compliance, according to company officials. The platform will reduce compliance costs and standardize communication with contacts about compliance, says Darren Thomas, managing director and head of the Counterparty Manager service containing the Outreach360…
FRTB’s First Steps and Stages
The Fundamental Review of the Trading Book (FRTB) regulation being instituted by the Basel Committee on Banking Supervision (BCBS) in January 2019 is the de facto successor to the global banking supervision organisation’s Basel III guidelines on market risk and capital adequacy. Financial services firms are beginning to consider the demands FRTB makes on their…
RegTek Delivers Tactical Software to Support Strategic Approaches to Regulation
RegTek Solutions, a subsidiary of Risk Focus formed early this year, has introduced EMIR-Ready, a regulatory readiness testing and validation service designed to help firms within the scope of European Market Infrastructure Regulation (EMIR) comply with changes to the regulation’s Regulatory Technical Standards (RTS) that come into play on 1 November 2017. EMIR-Ready is a…
Trading Communications Become A ‘Mammoth’ Challenge
The volume of securities trading communications that requires recording and the amount of time that regulators mandate that information be retained have become a “mammoth” challenge for financial services firms, according to speakers in a webinar hosted by Intelligent Trading Technology on April 25. MiFID II goes far beyond the UK Financial Conduct Authority’s rules…