TradingTech Insight Regulatory Reporting & Compliance The latest content from across the platform
GMEX and Digital Asset Group JV Bridges Traditional And Emerging Technologies
GMEX Group and Digital Asset Group (DAG) have created a joint venture designed to bring together the practices of regulated banking, finance and exchanges with emerging technologies including blockchain, distributed ledger and artificial intelligence. The collaboration between DAG, provider of a crypto platform, and GMEX, provider of multi-asset exchange trading and post-trade solutions and technology,…
Improving Operational Efficiency in the Data Management Process
By: Hugo Boer, Senior Product Manager, Asset Control As the financial services industry starts to harness a raft of new data sources for fast, effective and usable insights, the bottleneck for financial institutions becomes how well they really understand their data management processes. How many firms, for example, can answer the following questions: Do we…
Recorded Webinar: Best practice timestamping and clock synchronisation
Timestamping and clock synchronisation have been embedded in the EU by Markets in Financial Instruments Directive II (MiFID II) and are also a requirement of the US SEC Consolidated Audit Trail (CAT). The webinar will discuss how well firms have realised the MiFID II requirement, how it differs from the CAT requirement, and best practice…
A Ticking Clock: The Tricky Issue of Timestamping for MiFID II
MiFID II has introduced rigorous new requirements for timestamping and clock synchronisation, forcing firms to overhaul existing technology and implement new systems to comply. Accuracy is everything – but how successful has the industry been in meeting the tighter demands? In advance of A-Team’s webinar on timestamping and clock synchronisation tomorrow, we take a quick look…
SEB Selects Itiviti and ULLINK for Systematic Internaliser Solution
Nordic financial services group SEB has selected recently merged Itiviti and ULLINK to implement a solution for client quote management and systematic internalisation as required by Markets in Financial Instruments Directive II (MiFID II). The solution allows a broker acting as a Systematic Internaliser (SI) to comply with MiFID II requirements addressing quote management, pre-trade…
A-Team Group Names Winners of RegTech Awards 2018
The winners of A-Team Group’s RegTech Awards 2018 have been revealed, with winning solution and service providers named across categories from best data management solution for regulatory compliance to best reference data for regulatory compliance, best trade repository for regulatory disclosure, best vendor solution for data governance, and best compliance as a service solution. As…
Directory of MiFID II Electronic Trading Venues 2018
The inaugural edition of A-Team Group’s Directory of MiFID II Electronic Trading Venues 2018 offers a guide to the European landscape resulting from new market structure introduced by the January 3, 2018 implementation of Markets in Financial Instruments Directive II (MiFID II). The directory provides detailed profiles of more than 70 venue operators and their…
HPR Extends Capital Markets Infrastructure Technology into Europe
US based capital markets infrastructure technology provider Hyannis Port Research (HPR) has made its first foray into Europe with a leading global investment bank that has gone live with its Riskbot market access platform in EMEA. The platform provides trading clients with sub-microsecond direct market access to Cboe Europe, Euronext, LSE, Turquoise and Xetra. Riskbot…
TORA Introduces AlgoWheel to Help Firms Create Systematic Best Ex Processes
TORA has introduced an AI-powered AlgoWheel designed to help firms create scalable and systematic best execution processes in line with the requirements of Markets in Financial Instruments Directive II (MiFID II). The TORA AlgoWheel is a quantitative execution strategy optimiser that uses AI technology to automate low-touch order execution or provide real-time market intelligence for…
Potential and Pitfalls of Artificial Intelligence in the Trading Environment
Earlier this month, HSBC made headlines when it confirmed it will use UK start-up Quantexa’s artificial intelligence (AI) and machine learning technology to root out money laundering across its operations – the bank’s latest move in a multi-billion pound programme to fight financial crime. This seal of approval by HSBC has focused attention on the…