TradingTech Insight Regulatory Reporting & Compliance The latest content from across the platform
Integral Secures $15 Million Funding from Morgan Stanley
FX trading technology specialist Integral has received $15 million of strategic funding from Morgan Stanley Expansion Capital. The funds will be used to extend the reach of its FX technology platform to a wider audience of banks, brokers and asset managers. Integral provides a cloud-based workflow management and trading platform that enables FX market participants…
The Potential and Promise of AI and Machine Learning in Regtech
After engaging in Peter Moss’s exciting keynote speech, “Garbage in, Garbage Out—Why Regtech is Only Half the Answer” (listen to the Podcast here), discussing the crucial importance of data as a foundation for regulatory compliance, the audience at the recent RegTech Summit New York on November 15, 2018 prepared themselves for a leap into an…
Getting Ready for the Consolidated Audit Trail
One of the most detailed discussions of the recent A-Team Group RegTech Summit in New York centred around the arduous ongoing journey towards implementation of the long-delayed Consolidated Audit Trail (CAT). Approved by the US Securities and Exchange Commission two years ago to the day (November 15, 2016), the CAT aims to create a single…
Panelists Agree that Regulatory Ambiguity Hampers Regulatory Reporting Efficiency
In a panel moderated by Robin Doyle, Managing Director of the Office of Regulatory Affairs at J.P. Morgan, regtech practitioners discussed potential solutions for regulatory reporting efficiency—and the challenges surrounding them. Doyle addressed some of these challenges when she kicked off the panel, citing the lack of consistency in the manner in which data is…
Recorded Webinar: Leveraging the cloud in market data and trading technology environments
The promise of greater flexibility, lower operating costs and a reduced local IT footprint is driving acceptance of the cloud as the delivery mechanism for key front-office capabilities, including market data and trading applications. Progress in security and hybrid solutions is making cloud delivery viable for trading firms of all types, particularly smaller players keen…
PODCAST: Garbage In, Garbage Out – Why Reg “Tech” is Only Half the Answer
Peter Moss is not shy of asking the hard questions. Join A-Team Group for a hard-hitting Podcast exploring the real challenges facing the future of the regtech industry – and how these can be handled. Learn why accurate data is the foundation upon which everything must be built, discover just why it is so important…
A-Team RegTech Summit New York Emphasises the Importance of Innovation as a Foundation for Firm Data Practices
A-Team Group’s second annual RegTech Summit arrived in a snowy New York City on November 15, 2018 to cram a crowded day with expert speakers, controversial topics, deep-diving discussions and problem-solving solutions. An impressive attendee line-up of over 200 delegates comprising industry leaders, financial institutions and senior decision-makers added to the atmosphere, while our pioneering…
big xyt Addresses MiFID II Concerns with Liquidity Cockpit Dashboards
Analytics platform provider big xyt has added a set of dashboards to its Liquidity Cockpit that are aimed at discovering high-quality liquidity within the new MiFID II liquidity landscape. The additions take into account the mandatory Systematic Internaliser (SI) regime, introduced on September 1, 2018. Users of the new visualisation dashboards are able to view…
US Consolidated Audit Trail Swings into Action
The US Consolidated Audit Trail (CAT) swung into action last week after long delays and in a limited way, with members of self-regulatory organisations (SROs) within the CAT NMS (National Market System) Plan, except small SRO members, starting to report to the central repository. Early reporting follows the end of October publication by Thesys CAT,…
RegTek Solutions Discusses the Potential of Regtech at Today’s RegTech Summit in NYC
The New York edition of A-Team Group’s highly successful RegTech Summit is today and we caught up with Rob McGowan, Head of Sales for North America, RegTek Solutions to hear his views on how regtech can help support and improve regulatory reporting. What does RegTech mean to you? Combining microservice technology and regulatory expertise to…