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Shield Expands Surveillance Platform with Advanced Workflow Functionality
Israeli RegTech provider Shield has launched a new Advanced Workflow function as part of its wider eComms Surveillance platform, with the goal of helping financial firms to build their own workflows and business processes within the application, ensuring compliance investigations meet the requirements of the business, and enabling different teams to be managed from one…
SteelEye Launches Free Communications Surveillance
SteelEye, the compliance technology and data analytics firm, this week confirmed that it would offer financial firms the opportunity to use its Communications Surveillance service for free as the market adapts to a new style of working under pandemic conditions. As firms reopen their offices, reduced density rules are likely to prevail for some time, meaning…
COVID-19: Regulator Round-up (5 May)
In these days of unprecedented economic pressure and accompanying financial volatility, regulators around the world are realigning their priorities and rapidly shifting their strategies to support institutions through the ongoing crisis. In this regular weekly feature, we keep you up to date on the latest regulatory news, responses and approaches – from deadline delays to…
COVID-19: Regulator Round-up (28 April)
In these days of unprecedented economic pressure and accompanying financial volatility, regulators around the world are realigning their priorities and rapidly shifting their strategies to support institutions through the ongoing crisis. In this regular weekly feature, we keep you up to date on the latest regulatory news, responses and approaches – from deadline delays to…
COVID-19: Regulator Round-up (20 April)
In these days of unprecedented economic pressure and accompanying financial volatility, regulators around the world are realigning their priorities and rapidly shifting their strategies to support institutions through the ongoing crisis. In this regular weekly feature, we keep you up to date on the latest regulatory news, responses and approaches – from deadline delays to…
How Financial Markets are Maintaining Resilience During COVID-19
By David Brown, Chief Operating Officer, IPC. We are indeed living through unprecedented times, with the COVID-19 virus impacting all major trading locations around the globe simultaneously. Traders at financial institutions may already be working at home in self-isolation, or else unable to work as they are ill. Others, able to travel and classified as…
Consultants Greenbirch Aims to Guide Firms on Cloud Strategy
With the coronavirus pandemic having firmly fixed cloud on the agenda of trading technologists across the board, a group of London market consultants has launched Greenbirch, which is offering financial institutions guidance on their cloud strategies. According to Alex Wolcough, the former Appbroker consultant behind the Greenbirch initiative, the company plans to help financial firms…
Push Technology Secures £10m Series A Investment
Push Technology, a US-based provider of in real-time data streaming and messaging solutions, has completed a £10 million Series A round of financing. Maven Capital Partners led the round with participation from new and existing investors Guinness Asset Management and Stephens Capital Partners. The investment will assist the company to aggressively expand its sales and…
COVID-19: Regulator Round-up (14 April)
In these days of unprecedented economic pressure and accompanying financial volatility, regulators around the world are realigning their priorities and rapidly shifting their strategies to support institutions through the ongoing crisis. In this regular weekly feature, we keep you up to date on the latest regulatory news, responses and approaches – from deadline delays to…
DRW Adopts OpenGamma’s Analytics
DRW, a major global principal trading firm, will use OpenGamma’s analytics in its treasury function to manage derivatives margin. DRW chose the software-as-a-service (SaaS) solution as it seeks to expand its treasury capabilities in response to regulations such as Uncleared Margin Rules (UMR). The regulations require any trading strategy that uses leverage to optimize and…