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FinCEN Trims CTA with Interim Rule
On March 21, 2025, the Financial Crimes Enforcement Network (FinCEN) issued an interim final rule that significantly alters the reporting requirements under the Corporate Transparency Act (CTA). This rule exempts U.S.-based entities, previously classified as “domestic reporting companies,” from the obligation to report beneficial ownership information (BOI) to FinCEN. Consequently, these domestic entities are no…
10 Major Financial Regulations Reshaping Capital Markets in 2025 (and How to Stay Ahead of Them)
From sweeping reforms in operational resilience and AI governance to the first-time application of AML obligations to buy-side firms, the scope and depth of regulatory change shows no sign of slowing down in 2025. In this post, we present a selection of the most strategically significant regulations coming into effect or having significant impact on…
Modern Data Landscape Comes Under Scrutiny at Data Management Summit London
From data products and marketplaces to the new challenges of regulatory compliance and the latest thinking on unstructured data, A-Team Group’s Data Management Summit London 2025 took in the full breadth of topics that chief data officers and their teams are dealing with daily. With a line up of C-suite executives and expert speakers from…
Recorded Webinar: Detecting and preventing market abuse
Market abuse – unlawful disclosure of inside information, insider trading, circular trading, “pump and dump” schemes, etc. – poses significant threats to the integrity of capital markets. In 2024, global trading house Trafigura agreed to pay a $55 million fine to the U.S. Commodity Futures Trading Commission (CFTC) for trading with non-public information, manipulating a…
STP LaunchAdvisor Combines Fund Admin and Compliance for New and Emerging Funds
STP Investment Services has released STP LaunchAdvisor, a bundled service aimed at helping emerging hedge fund and private equity managers navigate operational and regulatory complexities. The solution integrates fund administration and compliance into a single offering, reducing the need for multiple service providers and streamlining essential processes. STP LaunchAdvisor is designed to create efficiencies by…
Key Takeaways from the SEC’s 2025 Examination Priorities
The U.S. Securities and Exchange Commission’s Division of Examinations released its examination priorities for Fiscal Year 2025 in October, placing a strong emphasis on investor protection, market integrity, and compliance with regulatory standards. These priorities, formulated before the results of the 2024 U.S. election were known, reflect insights from past exams and emerging risks, and…
Oracle Adds Agentic AI to Investigation Hub for Financial Crime
Oracle Financial Services has added a broad set of agentic AI capabilities to its Investigation Hub Cloud Service, aimed at helping financial institutions automate parts of their investigative workflow and reduce manual effort when tackling financial crime. The new AI agents are designed to assist investigators by gathering evidence, surfacing key insights, and generating detailed…
CFTC Outlines New Framework for Self-Reporting and Cooperation in Enforcement Cases
The U.S. Commodity Futures Trading Commission (CFTC) has issued new guidance on how it will evaluate self-reporting, cooperation, and remediation efforts when considering enforcement actions, marking a significant shift in how firms and individuals can approach regulatory violations—see CFTC Release Number 9054-25. For the first time, the CFTC’s Division of Enforcement has introduced a Mitigation…
Rethinking Regulatory Reporting with Regnology
In a financial services industry that moves millions in milliseconds, it’s sobering to realize that the regulatory reporting processes underpinning these markets remain stuck in the past. Despite advances in technology and regulatory data management, regulatory reporting operates primarily on what Maciej Piechocki, Chief Revenue Officer at RegTech and SupTech provider Regnology, calls “digitalized paper.”…
Reporting Seen Among Use Cases Benefiting from Cloud-based Data Management for AI
Artificial intelligence is being adopted by financial regulators at pace, putting pressure on the financial institutions that the overseers serve to double down on their reporting capabilities. It’s no surprise to find that the same AI that’s helping regulators can aid organisations in getting those reporting procedures in place. To do so, however, they need…