RegTech Insight Regulatory Reporting & Compliance The latest content from across the platform
NICE Actimize Adds Trade Reconstruction Solution for MiFID II
NICE Actimize has added a trade reconstruction model to its surveillance portfolio. The solution uses machine learning analytics to classify and understand content based on previous examples and patented automated correlation capabilities to link trade executions to trade conversations. It can cut trade reconstruction time from days to minutes and is designed to support rapid…
Recorded Webinar: MiFID II: Meeting the Requirement for Legal Entity Identifiers (LEIs)
The deadline for compliance with Markets in Financial Instruments Directive II (MiFID II) is looming, requiring firms within the scope of the regulation to ensure they have Legal Entity Identifiers (LEIs) in place for all the clients, counterparties and issuers they deal with. As the industry mantra goes, No LEI, No Trade. This webinar will…
Thomson Reuters Reports the Impact of RegTech on Compliance
Thomson Reuters will release the results of its second global survey assessing the impact of regtech and fintech on the role of compliance in financial services firms at this week’s A-Team Group RegTech Summit for Capital Markets in New York. The survey included compliance and risk practitioners from nearly 800 financial services firms across the…
Thomson Reuters Adds to DataScope Reference Data to Support MiFID II
Thomson Reuters has extended the reference data on its DataScope platform to help firms comply with Markets in Financial Instruments Directive II (MiFID II) requirements. Ahead of the January 3, 2018 MiFID II compliance deadline, Thomson Reuters has added extra information on equities, warrants, options, futures, commodities, funds, government and corporate bonds, collateralised mortgage obligations…
A RegTech Solution to Record Management and Archiving
Yaron Naor, vice president and general manager, Americas, at Arkivum will present the company’s regtech record management and archiving solution based on open source and proprietary technologies at this week’s A-Team Group RegTech Summit for Capital Markets in New York. We caught up with Naor before the event to find out a little about Arkivum’s…
Exegy Adds Feed Handlers to Cover Virtu’s Systematic Internaliser Data Feed
Exegy, has extended its range of real-time market data feed handlers to help clients exploit the Markets in Financial Instruments Directive II (MiFID II) systematic internaliser (SI) regime. The company’s additional feed handles are for global market maker Virtu Financial’s SI and indications of interest (IOI) data feeds that give users of Exegy’s managed services…
Recorded Webinar: Making the most of data management utilities
The potential benefits of using a data management utility include improved data accuracy, quality, consistency and timeliness – as well as the possibility to reduce costs. Considering these benefits, which play well into regulatory compliance, how can they be maximised and how could your organisation make the most of working with a data management utility?…
IHS Markit Prepares SI Register to Support MiFID II Reporting
IHS Markit is preparing a registry of systematic internalisers (SIs) to help market participants comply with Markets in Financial Instruments Directive II (MiFID II) trade reporting obligations. The SI list will go live at the end of November on Markit’s Counterparty Manager web portal and will detail SIs operating across European Securities and Markets Authority…
LEI Smart Offers RegTech Solution for Legal Entity Identifier Requirements
Adoption of the Legal Entity Identifier (LEI) is soaring in response to its requirement for trade reporting under Markets in Financial Instruments Directive II (MiFID II), which takes effect on January 3, 2018. Ben Lis, founder of regtech start-up LEI Smart, will showcase the company’s LEI solution at next week’s A-Team Group RegTech Summit for…
ICE Partners ITRS to Offer Real-Time Monitoring of Global Data Feeds
ICE Data Services has agreed a global partnership with ITRS that enables it to offer real-time monitoring to users of its 450-plus market data feeds. Under the partnership, clients of ICE’s Consolidated Feed – which combines content from over 450 markets into a single platform – can use ITRS’s Geneos service to monitor their data…