Data Management Insight Regulatory Compliance The latest content from across the platform
The Governance, Risk and Compliance Trends Set to shape 2018
By: Doug Morgan, Group Chief Executive, Cordium The past few years have been challenging for the compliance teams of financial firms and 2018 will be no different – if anything, the pace of evolution is set to accelerate on a number fronts. From input gathered from clients and industry contacts, Cordium has pulled together a…
Firms Need a Strategic Approach to the 2018 Regulatory Agenda
The 2018 regulatory agenda is in motion, with Packaged Retail and Insurance based Investment Products (PRIIPs) going live on January 1st, and Markets in Financial Instruments Directive II (MiFID II) and Markets in Financial Instruments Regulation (MiFIR) taking effect on January 3rd. Looking forward, the compliance deadline for General Data Protection Regulation (GDPR) is May…
What Do You Think 2018 Holds in Store for the RegTech Industry?
By: Conor Coughlan, global head of risk, regulatory and compliance marketing, Financial and Risk Division, Thomson Reuters Looking forward and following current patterns of industry change and analysis, 2018 is going to be a pivotal year for regtech collaboration, service and solutions providers. In essence, the themes we can expect to see more of in…
2018 – The Year of Regulation
Happy New Year and welcome to the Year of Regulation, aka the Year of the Dog and, for some capital markets participants struggling to stay abreast of regulatory requirements, the Year of Anxiety. At the top of the agenda are Markets in Financial Instruments Directive II (MiFID II) and Markets in Financial Instruments Regulation (MiFIR),…
Recorded Webinar: Measuring results from client onboarding solutions
Getting client onboarding right is critical to retaining customers, winning new business and avoiding regulatory penalties, but are banks getting it right? And how can they judge their performance and solve problems on a rolling basis? Answering these questions, the webinar will discuss how banks can measure results from client onboarding solutions, what they should…
Vendor Contract Compliance: The Importance of Getting it Right
Understanding in-house consumption of vendor data and ensuring compliance with multiple contracts for market data and other information can be challenging, particularly for financial institutions managing large volumes of contract clauses across hundreds of suppliers. The contract compliance problem often revolves around institutions’ lack of transparency into actual data usage of information services they pay…
Recorded Webinar: Data management requirements for the 2018 regulatory agenda
The 2018 regulatory agenda is probably the most onerous ever faced by financial institutions, with everything from Markets in Financial Instruments Directive II (MiFID II) to Markets in Financial Instruments Regulation (MiFIR), General Data Protection Regulation (GDPR), Packaged Retail and Insurance based Investment Products (PRIIPs) and Benchmarks Regulation coming into play. Add the January 2019 deadline…
Congratulations to the Winners of the 2017 A-Team Group DMR Awards
A-Team Group announced the winners of its Data Management Review (DMR) Awards at a well-attended ceremony at Merchant Taylors’ Hall today. The awards are designed to recognise leading players providing data management solutions and services to capital markets participants. See complete list of awards and winners below. The DMR awards are now in their fifth…
Thomson Reuters Adds Model Risk Management to Connected Risk Platform
Thomson Reuters is building out its Connected Risk platform with the addition of a Model Risk Management (MRM) solution that allows financial institutions to demonstrate real-time understanding of their model risk landscape and report on model governance status and sign-offs from a single platform source. The solution provides risk professionals with a holistic understanding of…
A-Team Group Reveals Winners of Inaugural RegTech Awards
The winners of A-Team Group’s inaugural RegTech Awards have been revealed, with winning solution and service providers named across categories from best data management solution for regulatory compliance to best innovative solutions for specific regulations, best reference data for regulatory compliance, best trade surveillance solution, best voice and mobile messaging solution, and the most innovative…